Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Edward Fitzgerald HayesMorgan StanleySpouting Rock Capital Advisors, LLC09-25-2018
Eliran AssarafMorgan StanleyTD Ameritrade, Inc.05-14-2018
Bryan Ashton ThomasMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated04-27-2018
Terrance McGowan, Timothy Wayne MooreMorgan StanleyGoldman Sachs & Co.$15005-31-2017
Colleen Carroccio GormleyMorgan StanleyRaymond James & Associates, Inc.05-04-2017
Alyson Elise Theobald, Jason S. WillMorgan StanleyGoldman Sachs & Co.04-17-2017
Percy Hamilton Clark IVMorgan StanleyEdelman Financial Services LLC04-25-2016
Craig Roger McCuneMorgan StanleyWells Fargo Clearing Services, LLC$10003-31-2016
James David GarrityMorgan StanleyCredit Suisse Securities (USA) LLC$5012-07-2015
Mohammad Masud AkbarMorgan StanleyRBC Capital Markets, LLC$5005-12-2015
Daniel O OlorundaMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$10003-04-2015
Robert SatterfieldMorgan StanleyUBS Financial Services Inc. Inc.$18007-28-2014
Robert Royce SatterfieldMorgan StanleyUBS Financial Services Inc.07-28-2014
Ayanna Elizabeth Marie DunnMorgan StanleyAllianceBernstein L.P.03-04-2014
Matthew Dow TeemsMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$10002-15-2013
John Wilford FarinaMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated12-14-2012
Sodyk Abduvalievich KhaitovMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated11-20-2012
Robert Fabian Farrell IIMorgan StanleyNew England Securities11-05-2012
Matthew Zaft, Connor McKinneyMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$21908-01-2012
Matthew Robin Zaft, Connor S McKinneyMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated08-01-2012
James Darrell ZackMorgan StanleyUBS Financial Services Inc.10-21-2011
Charlotte A KuenenMorgan StanleySpire Securities, LLC08-29-2011
Duncan Keith MackayMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated06-30-2011
Todd Gainor HallauerMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated05-31-2011
Robert Randall ParrMorgan StanleyCitigroup Global Markets Inc.$15006-01-2009
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Showing 1 to 25 of 125 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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