Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron Gregory GetzMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Adam Jason FechterMorgan StanleyCitigroup Global Markets Inc.$15006-01-2009
Adam Stuart WarshavskyMorgan StanleyCitigroup Global Markets Inc.$15006-01-2009
Al Michael DerosaMorgan StanleyCitigroup Global Markets Inc.$10006-01-2009
Alex Thomson MannMorgan StanleyCitigroup Global Markets Inc.$5006-01-2009
Alfred Richard Bozzo Jr.Morgan StanleyCitigroup Global Markets Inc.$5006-01-2009
Alyson Elise Theobald, Jason S. WillMorgan StanleyGoldman Sachs & Co.04-17-2017
Alyson Katherine ScottMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Amy Stella DaltonMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Anil Gurbux NachnaniMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Arnold Howard KooninMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Augustine John SmythMorgan StanleyCitigroup Global Markets Inc.$15006-01-2009
Ayanna Elizabeth Marie DunnMorgan StanleyAllianceBernstein L.P.03-04-2014
Brett Walter AnthonyMorgan StanleyMorgan Stanley & Co. LLC06-01-2009
Brian Michael McNewMorgan StanleyMorgan Stanley & Co. Incorporated06-01-2009
Bryan Ashton ThomasMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated04-27-2018
Carl Joseph WojcikMorgan StanleyMorgan Stanley & Co. LLC06-01-2009
Carlos Maximillian MolinaMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Carole Lynn FranksMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Catherine Leigh JoyceMorgan StanleyMorgan Stanley & Co. LLC06-01-2009
Charles John KundaMorgan StanleyMorgan Stanley & Co. LLC06-01-2009
Charlotte A KuenenMorgan StanleySpire Securities, LLC08-29-2011
Colleen Carroccio GormleyMorgan StanleyRaymond James & Associates, Inc.05-04-2017
Colleen ShemerMorgan StanleyCitigroup Global Markets Inc.$15006-01-2009
Courtney Crunk McIntoshMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Next Page »

Showing 1 to 25 of 125 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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