Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Pamela Christine WhalenMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$50009-04-2019
Gary Matthew CecchettMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$50005-31-2016
Michael Porter, Jeffrey LambertMorgan StanleyJanney Montgomery Scott$23903-31-2016
Mark Stephen SnyderMorgan StanleyWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$10011-04-2015
Albert Louis Fierro Jr.Morgan StanleyRBC Capital Markets, LLC$15004-07-2015
Tracy Ann KirbyMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$55002-24-2014
Clifford R MackayMorgan StanleyHornor, Townsend & Kent, LLC11-29-2013
Thomas Joseph Grenda Jr.Morgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$10011-25-2013
Donna Catherine MeriggiMorgan StanleyRBC Capital Markets, LLC08-30-2013
Brenda Maud SavageMorgan StanleyRBC Capital Markets, LLC$15008-23-2013
Vincent CrognaleMorgan StanleyJanney Montgomery Scott$7908-05-2013
Randall Renneisen, Robert FischerMorgan StanleyJanney Montgomery Scott$19506-11-2013
Todd Porter AndersonMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$10005-30-2013
Dennis Daniel Crowley Jr.Morgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated04-18-2013
Sanae KobayashiMorgan StanleyCadaret, Grant & Co., Inc.$10012-03-2012
Garrett Layton Grier Jr.Morgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$10004-12-2012
Thomas J Lindia IIIMorgan StanleyWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$50009-30-2011
Joseph Dominic Gandolfo Jr.Morgan StanleyWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$50009-30-2011
Thomas James LearyMorgan StanleyEdward Jones$50009-23-2011
Robert Andrew Stofa Jr.Morgan StanleyWilmington Brokerage Services Company$10007-29-2011
Maureen Catherine FisherMorgan StanleyRBC Capital Markets, LLC$10005-27-2011
Keith Michael Al-ChokhachyMorgan StanleyJ.P. Morgan Securities LLC$10006-14-2010
Jorge H DiazMorgan StanleyAllstate Financial Services, LLC$10004-01-2010
Jeremy Adam LambertMorgan StanleyWaddell & Reed$50007-09-2009

Showing 1 to 24 of 24 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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