Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jacqueline Marlene SchleimerMorgan StanleyJ.P. Morgan Securities LLC07-16-2019
Yvonne Lisa McGuireMorgan StanleyWells Fargo Clearing Services, LLC$10006-28-2019
Joseph BasileMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated05-10-2019
Richard A De LucaMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$104-18-2019
David Andrew HatzMorgan StanleyUBS Financial Services Inc.$5003-29-2019
Robert Custer GenselMorgan StanleyUBS Financial Services Inc.$5003-29-2019
Steven R BellMorgan StanleyStoever, Glass & Company Inc.$5003-28-2019
Justin Mckenzie CallenderMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated03-15-2019
Tate Smathers HaireMorgan StanleyBoston Private Wealth01-29-2019
Eban BarnettMorgan StanleyWells Fargo Clearing Services, LLC$2511-16-2018
Juan Carlos MayolMorgan StanleyUBS Financial Services Inc.11-12-2018
Susu CheungMorgan StanleyUBS Financial Services Inc.$2511-12-2018
Zacharry John WilsonMorgan StanleyT. Rowe Price Investment Services, Inc.10-17-2018
Stacy Lynn ObneyMorgan StanleyT. Rowe Price Investment Services, Inc.10-11-2018
Jesse M DionneMorgan StanleyT. Rowe Price Investment Services, Inc.10-09-2018
Robert Roderick RodriguezMorgan StanleyDeutsche Bank Securities Inc.10-09-2018
Zachary H BrehneMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated08-29-2018
Alex PerezMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated08-17-2018
Matthew Shea HetrickMorgan StanleyH. Beck, Inc.$2508-17-2018
Barbara Roman TaylorMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$5007-18-2018
Ryan Allen FrankelMorgan StanleyNaples Wealth Planning07-11-2018
Megan Amanda MillerMorgan StanleyT. Rowe Price Investment Services, Inc.05-11-2018
Deborah Jeanne AdeimyMorgan StanleyWells Fargo Advisors Financial Network, LLC$10005-07-2018
Richard Alan Desimone Jr.Morgan StanleyMML Investors Services, LLC$10004-30-2018
Clayton William MckownMorgan StanleyInfinex Investments, Inc.$2503-07-2018
Next Page »

Showing 1 to 25 of 659 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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