Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Brian David StokesMorgan StanleyAllianceBernstein Investments, Inc.09-14-2009
Kevin Paul LydonMorgan StanleyAllstate Financial Services, LLC$5006-01-2012
Ricardo Andres SucreMorgan StanleyAmerant Investments, Inc.09-19-2014
Javier Alfredo BricenoMorgan StanleyAmerant Investments, Inc.09-19-2014
Silvia Stephanie FalconiMorgan StanleyAmeriprise Financial Services, Inc.$1011-10-2016
David Steven GrossMorgan StanleyAmeriprise Financial Services, Inc.$14109-29-2016
John Thomas FrancisMorgan StanleyAmeriprise Financial Services, Inc.08-26-2016
Charles Andrew FischerMorgan StanleyAmeriprise Financial Services, Inc.$2501-22-2016
Giliane Marielaurence CannavoMorgan StanleyAmeriprise Financial Services, Inc.05-23-2014
Ryan Charles KennedyMorgan StanleyAmeriprise Financial Services, Inc.01-17-2014
Gregory John BurieMorgan StanleyAmeriprise Financial Services, Inc.$5002-24-2012
Robert Coloret, Mark DelmarMorgan StanleyAmeriprise Financial Services, Inc.$10705-16-2011
John Richard HunsbergerMorgan StanleyAmeriprise Financial Services, Inc.$5005-06-2011
Mark Charles DelmarMorgan StanleyAmeriprise Financial Services, Inc.05-06-2011
Andrew M WatkinsMorgan StanleyAmeriprise Financial Services, Inc.$10002-04-2011
Neda Keshani HooksMorgan StanleyAmeriprise Financial Services, Inc.07-19-2010
Brendan John DonoghueMorgan StanleyAmeriprise Financial Services, Inc.06-21-2010
John Schubert WebermeierMorgan StanleyAmeriprise Financial Services, Inc.03-01-2010
Jeremy Russell HallMorgan StanleyAmeriprise Financial Services, Inc.11-16-2009
Gary McPhersonMorgan StanleyAXA Advisors, LLC04-15-2013
Barrington Leonard MinnisMorgan StanleyAXA Advisors, LLC07-23-2012
Charles Joseph ReyesMorgan StanleyBankers Life Securities, Inc.03-06-2018
James Eric Frank, Fred Marshall Gober, Jared Eliot SoperMorgan StanleyBarclays Capital Inc.10-29-2014
Romel Reinaldo RodriguezMorgan StanleyBarclays Capital Inc.01-17-2014
Carlos Alberto GalloMorgan StanleyBarclays Capital Inc.11-15-2013
Next Page »

Showing 1 to 25 of 1,018 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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