Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Gene SteinbergMorgan StanleyT. Rowe Price Investment Services, Inc.07-19-2019
Manuel Jeremy RoseMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated07-19-2019
Pablo Luis MirandaMorgan StanleyUSAA Financial Advisors, Inc.07-16-2019
Jacqueline Marlene SchleimerMorgan StanleyJ.P. Morgan Securities LLC07-16-2019
William Michael MarshMorgan StanleyUSAA Investment Management Company07-16-2019
Stephanie JonesMorgan StanleyWells Fargo Clearing Services, LLC07-16-2019
Carlos Ferrero Bonzon Jr.Morgan StanleyJ.P. Morgan Securities LLC07-11-2019
Mario Rene LamarMorgan StanleyJ.P. Morgan Securities LLC07-11-2019
Yvonne Lisa McGuireMorgan StanleyWells Fargo Clearing Services, LLC$10006-28-2019
Joseph BasileMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated05-10-2019
Richard A De LucaMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated04-18-2019
Alan Ferreira Braga Jr.Morgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$10003-29-2019
Robert Custer GenselMorgan StanleyUBS Financial Services Inc.$5003-29-2019
David Andrew HatzMorgan StanleyUBS Financial Services Inc.$5003-29-2019
Steven R BellMorgan StanleyStoever, Glass & Company Inc.$5003-28-2019
Courtney Elizabeth HoldenMorgan StanleyT. Rowe Price Investment Services, Inc.03-20-2019
Justin Mckenzie CallenderMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated03-15-2019
Jason Andrew BeattyMorgan StanleySecurian Financial Services, Inc.03-15-2019
Malaika M. MotaboliMorgan StanleyT. Rowe Price Investment Services, Inc.03-15-2019
Tate Smathers HaireMorgan StanleyBoston Private Wealth01-29-2019
Mayrin Fontaine MoyaMorgan StanleyUBS Financial Services Inc.12-14-2018
Nikko J RichardsonMorgan StanleyEdward Jones11-20-2018
Eban BarnettMorgan StanleyWells Fargo Clearing Services, LLC$2511-16-2018
Susu CheungMorgan StanleyUBS Financial Services Inc.$2511-12-2018
Juan Carlos MayolMorgan StanleyUBS Financial Services Inc.11-12-2018
Next Page »

Showing 1 to 25 of 1,018 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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