Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron Joseph WinerMorgan StanleyMorgan Stanley & Co. Incorporated06-01-2009
Aaron WhiteMorgan StanleyMorgan Stanley & Co. LLC06-01-2009
Abbey H GladstoneMorgan StanleyBarclays Capital Inc.05-30-2012
Abraham ChehebarMorgan StanleyUBS Financial Services Inc.03-31-2016
Abraham Paul HorowitzMorgan StanleyRaymond James & Associates, Inc.01-28-2011
Adalberto Ricardo Maulini, Joseph Julian ToranoMorgan StanleyHSBC Securities (USA) Inc.08-23-2013
Adam CarlinMorgan StanleyCitigroup Global Markets Inc.$1006-01-2009
Adam D. PiattMorgan StanleyUBS Financial Services Inc.$1004-29-2015
Adam David SimonMorgan StanleyNoble Capital Markets, Inc.02-08-2017
Adam Francis ShapiroMorgan StanleyMorgan Stanley & Co. LLC$10006-01-2009
Adam Harding PalmerMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Adam Jonathan KennedyMorgan StanleyCitigroup Global Markets Inc.$5006-01-2009
Adam Michael FoldesMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Adam Russell KearneyMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated06-25-2010
Adam Scott KendallMorgan StanleyMorgan Stanley & Co. LLC$15006-01-2009
Adriano Batista ConradoMorgan StanleyWells Fargo Clearing Services, LLC04-04-2014
Aimee Demariano CoganMorgan StanleyMorgan Stanley & Co. LLC$10006-01-2009
Ajdal Astor AstarabadiMorgan StanleyUBS Financial Services Inc.$15008-20-2012
Al Maulini, Joseph ToranoMorgan StanleyHSBC Private Bank$12108-23-2013
Alan Ferreira Braga Jr.Morgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$10003-29-2019
Alan Richard EdwardsMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Alan Stuart RosenbergMorgan StanleyCitigroup Global Markets Inc.$15006-01-2009
Albert Alexander MontagueMorgan StanleyMorgan Stanley & Co. Incorporated$2506-01-2009
Albert Anthony CalvarioMorgan StanleyPNC Investments04-20-2011
Alberto Antonio CastanerMorgan StanleyPopular Securities, LLC06-27-2014
Next Page »

Showing 1 to 25 of 1,018 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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