Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Carlos Roberto SantosMorgan StanleyJ.P. Morgan Securities LLC05-26-2017
Tony Robert PastoreMorgan StanleyJ.P. Morgan Securities LLC$1005-19-2017
Rodolfo Garza-FernandezMorgan StanleyCitigroup Global Markets Inc.$10005-12-2017
Roberto GamarraMorgan StanleyCitigroup Global Markets Inc.05-12-2017
Juan Patricio ConwayMorgan StanleyCitigroup Global Markets Inc.05-12-2017
Claudia Beatriz Landinez GuzmanMorgan StanleyCitigroup Global Markets Inc.05-12-2017
Daniel L. ValenteMorgan StanleyUBS Financial Services Inc.$2505-11-2017
James Kenneth FerryMorgan StanleyJ.W. Korth & Company05-08-2017
Charles Warren Willis, Barry Michael Cohen Jr., Elizabeth Zoe Jarzen, Rushton K AllenMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$4705-05-2017
Rylan Kyle LanhamMorgan StanleyFDX Capital LLC04-28-2017
Diana AntoniniMorgan StanleySafra Securities LLC04-28-2017
Felix R. Sanchez CarrasquilloMorgan StanleySantander Securities LLC04-17-2017
Steven Richard MillerMorgan StanleyUBS Financial Services Inc.$15004-12-2017
Torren Joseph SzulukMorgan StanleyUBS Financial Services Inc.$8304-12-2017
David Riley DensmoreMorgan StanleyJackson National Life Distributors LLC04-05-2017
Andres FallonMorgan StanleyHSBC Securities (USA) Inc.04-04-2017
Mark Anton LuningMorgan StanleyStifel, Nicolaus & Company, Incorporated03-21-2017
Robert Lacy SeehofferMorgan StanleyRoyal Alliance Associates, Inc.02-09-2017
Adam David SimonMorgan StanleyNoble Capital Markets, Inc.02-08-2017
Thomas Justin CarusoMorgan StanleyRBC Capital Markets, LLC$10001-27-2017
Herbert Warren MeansMorgan StanleyRaymond James & Associates, Inc.$10001-17-2017
Mark Edward GibsonMorgan StanleyRaymond James & Associates, Inc.01-17-2017
Anne Marie Diane WilliamsMorgan StanleyRaymond James & Associates, Inc.01-17-2017
Brad WeinmanMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$24001-13-2017
Brad Mitchell WeinmanMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$10001-13-2017
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Showing 51 to 75 of 1,018 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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