Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Lisa Marie MirabellaMorgan StanleyJ.P. Morgan Securities LLC$25010-26-2012
Karl Helmutt MirandaMorgan StanleyJ.P. Morgan Securities LLC01-11-2013
James M KahnMorgan StanleyJ.P. Morgan Securities LLC03-11-2013
James Thomas Stevenson Jr.Morgan StanleyJ.P. Morgan Securities LLC03-12-2013
Kristoffer Matthew CarseniMorgan StanleyJ.P. Morgan Securities LLC01-09-2014
Melissa HamiltonMorgan StanleyJ.P. Morgan Securities LLC01-16-2014
Michael Clifford Ponti Jr.Morgan StanleyJ.P. Morgan Securities LLC02-20-2014
Adam Cory RothsteinMorgan StanleyJ.P. Morgan Securities LLC05-19-2014
Veronica Azucena LopezMorgan StanleyJ.P. Morgan Securities LLC07-16-2014
Michael ZalkindMorgan StanleyJ.P. Morgan Securities LLC$50010-14-2014
John WilliamsMorgan StanleyJ.P. Morgan Securities LLC10-14-2014
Fredy BullaMorgan StanleyJ.P. Morgan Securities LLC$10011-03-2014
Laetitia Julie Bendavid SakaMorgan StanleyJ.P. Morgan Securities LLC01-26-2015
Evelyn Christina HernandezMorgan StanleyJ.P. Morgan Securities LLC02-06-2015
Jorge TijerinoMorgan StanleyJ.P. Morgan Securities LLC$50002-18-2015
Hugo Andres PorroMorgan StanleyJ.P. Morgan Securities LLC06-01-2015
CRISTIAN RUBIANOMorgan StanleyJ.P. Morgan Securities LLC11-11-2015
Alberto Peralta RamosMorgan StanleyJ.P. Morgan Securities LLC$10005-12-2016
Jacqueline R. MessadoMorgan StanleyJ.P. Morgan Securities LLC06-13-2016
Tony Robert PastoreMorgan StanleyJ.P. Morgan Securities LLC$10005-19-2017
Carlos Roberto SantosMorgan StanleyJ.P. Morgan Securities LLC05-26-2017
Mark William McBeeMorgan StanleyJ.P. Morgan Securities LLC06-30-2017
Alfredo Armando Rosas Jr.Morgan StanleyJ.P. Morgan Securities LLC07-28-2017
Paola Desiree LeviMorgan StanleyJ.P. Morgan Securities LLC09-18-2017
Anthony R TerminelloMorgan StanleyJ.P. Morgan Securities LLC$10009-21-2017
Next Page »

Showing 1 to 25 of 41 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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