Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Manuel Jeremy RoseMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated07-19-2019
Joseph BasileMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated05-10-2019
Richard A De LucaMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated04-18-2019
Alan Ferreira Braga Jr.Morgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$10003-29-2019
Justin Mckenzie CallenderMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated03-15-2019
Zachary H. BrehneMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated08-29-2018
Alex PerezMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated08-17-2018
Joshua Lee RegnaudMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated07-09-2018
Javier HimelsteinMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated09-01-2017
Mark Girard CampbellMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated06-09-2017
Dejan BucevskiMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated06-06-2017
Hakyung Kay CampioneMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated05-31-2017
Charles Warren Willis, Barry Michael Cohen Jr., Elizabeth Zoe Jarzen, Rushton K AllenMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$4705-05-2017
Brad WeinmanMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$24001-13-2017
Brad Mitchell WeinmanMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$10001-13-2017
Kristina Alyse OlsenMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated11-04-2016
Audeidra Elise JonesMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$1010-31-2016
Enrique GumucioMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated09-23-2016
Michael Frederick WalstromMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated09-07-2016
Yehuda Zalman GrossMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated09-07-2016
Scott S. NotowitzMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$14409-01-2016
Sam Moshe, Paul Saldana, Gilda Gallardo, Jessica LlorensMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$29005-31-2016
Sam Uia MosheMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$27705-27-2016
Alvaro UribeMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated05-20-2016
Andres EcheverriMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated05-20-2016
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Showing 1 to 25 of 93 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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