Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

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Net Losses

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
David M SimonMorgan StanleyUBS Financial Services Inc.09-30-2020
Paul BomwellMorgan StanleyUBS Financial Services Inc.09-30-2020
Sean Matthew ClancyMorgan StanleyUBS Financial Services Inc.09-25-2020
Achilles KontoyiannisMorgan StanleyUBS Financial Services Inc.09-25-2020
Michael Joseph IdyMorgan StanleyUBS Financial Services Inc.08-28-2020
Mark Edward WestonMorgan StanleyUBS Financial Services Inc.$27507-10-2020
Coralia Maria BonillaMorgan StanleyUBS Financial Services Inc.$5006-26-2020
Carlos Julio ArangoMorgan StanleyUBS Financial Services Inc.06-26-2020
Maria Carolina CardenasMorgan StanleyUBS Financial Services Inc.$5006-26-2020
Andres Felipe HerreraMorgan StanleyUBS Financial Services Inc.06-26-2020
Francisco Onofre FernandezMorgan StanleyUBS Financial Services Inc.$5006-19-2020
Arnold Ira CohenMorgan StanleyUBS Financial Services Inc.$10006-12-2020
Michael Scott BarronMorgan StanleyUBS Financial Services Inc.06-12-2020
Todd David BarronMorgan StanleyUBS Financial Services Inc.06-12-2020
Ronald Charles Reno SimpsonMorgan StanleyUBS Financial Services Inc.$5006-12-2020
Ashiqul IslamMorgan StanleyUBS Financial Services Inc.05-08-2020
Ajay B MasandMorgan StanleyUBS Financial Services Inc.$10005-07-2020
Thomas ZurMorgan StanleyUBS Financial Services Inc.$10201-24-2020
Brett GoetzMorgan StanleyUBS Financial Services Inc.$15001-17-2020
Maria Ximena Guevara FajardoMorgan StanleyUBS Financial Services Inc.$2512-06-2019
Carolina ThompsonMorgan StanleyUBS Financial Services Inc.12-06-2019
Lance Alan WhiteMorgan StanleyUBS Financial Services Inc.$10010-07-2019
Mary Hellen MizzellMorgan StanleyUBS Financial Services Inc.08-29-2019
Lourdes AlfonsoMorgan StanleyUBS Financial Services Inc.08-12-2019
Ana Catalina SmalleyMorgan StanleyUBS Financial Services Inc.05-28-2019
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Showing 1 to 25 of 84 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.