Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Stephanie JonesMorgan StanleyWells Fargo Clearing Services, LLC07-16-2019
Yvonne Lisa McGuireMorgan StanleyWells Fargo Clearing Services, LLC$10006-28-2019
Eban BarnettMorgan StanleyWells Fargo Clearing Services, LLC$2511-16-2018
Craig Anthony RoyesMorgan StanleyWells Fargo Clearing Services, LLC07-12-2017
Richard Scott GrodinMorgan StanleyWells Fargo Clearing Services, LLC$10001-06-2017
David Joseph Stella, Theresa Ann WilliamsMorgan StanleyWells Fargo Clearing Services, LLC$10010-14-2016
Michael Engle PeacockMorgan StanleyWells Fargo Clearing Services, LLC$10009-23-2016
James Charles DunnMorgan StanleyWells Fargo Clearing Services, LLC04-22-2016
Dennis Michael OlivaMorgan StanleyWells Fargo Clearing Services, LLC03-24-2016
Thomas James HaganMorgan StanleyWells Fargo Clearing Services, LLC$15011-06-2015
Joel J. Gravina Jr.Morgan StanleyWells Fargo Clearing Services, LLC01-09-2015
Corey Jon EngelhardMorgan StanleyWells Fargo Clearing Services, LLC$5011-21-2014
Robert A. PressnerMorgan StanleyWells Fargo Clearing Services, LLC$5010-10-2014
Linda Renee GoodsonMorgan StanleyWells Fargo Clearing Services, LLC$10007-03-2014
Scott Richard GoodkindMorgan StanleyWells Fargo Clearing Services, LLC$5006-06-2014
Ronald Fulton DaleMorgan StanleyWells Fargo Clearing Services, LLC05-23-2014
Adriano Batista ConradoMorgan StanleyWells Fargo Clearing Services, LLC04-04-2014
Eric Charles LocheMorgan StanleyWells Fargo Clearing Services, LLC$15003-28-2014
Robert Steven SchwartzMorgan StanleyWells Fargo Clearing Services, LLC03-28-2014
Maria Teresa Oliva, Robert Andrew OlivaMorgan StanleyWells Fargo Clearing Services, LLC03-28-2014
David Allen WhiteMorgan StanleyWells Fargo Clearing Services, LLC01-24-2014
Vincent Joseph CelanoMorgan StanleyWells Fargo Clearing Services, LLC$5010-11-2013
William John LoprestiMorgan StanleyWells Fargo Clearing Services, LLC$5008-02-2013
Wesley David HollanMorgan StanleyWells Fargo Clearing Services, LLC$5006-17-2013
William John McCleneghen Jr., Michael Brad LitrentoMorgan StanleyWells Fargo Clearing Services, LLC05-20-2013
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Showing 1 to 25 of 49 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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