Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Bruce Robert SwiftMorgan StanleyVanguard Marketing Corporation08-31-2020
Gary Crowe CaseyMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$10007-24-2020
Samuel H WesselschmidtMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated07-24-2020
William Merrick SladeMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated07-24-2020
Michael David NealMorgan StanleyWells Fargo Clearing Services, LLC$10007-22-2020
Leslie Diane MercierMorgan StanleyCharles Schwab & Co., Inc.07-14-2020
Evan FishmanMorgan StanleyUBS Financial Services Inc.$10006-22-2020
Michael D EdmondsMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated06-19-2020
John Curtis Clausen JrMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated05-11-2020
William John DemartinoMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$5004-23-2020
Michael Andrew SherwoodMorgan StanleyAmeriprise Financial Services, LLC03-31-2020
Phinizy L Davis JrMorgan StanleyWells Fargo Clearing Services, LLC03-25-2020
James Harold BurkMorgan StanleyUBS Financial Services Inc.03-02-2020
Dylan Robert LantryMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated01-07-2020
Kelli A RoganMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$26709-12-2019
Vanessa J StevensMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated09-12-2019
Harsh B JayaswalMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$5009-12-2019
Daniel P DixMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated09-12-2019
Robert V Agnone IiMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated09-12-2019
JONATHAN Edmund STRIEFSKYMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated09-12-2019
Josiah Stewart ChalmersMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated09-12-2019
William David MaguireMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated07-22-2019
Antan R WilsonMorgan StanleyEquitable Advisors, LLC$4607-18-2019
Mitchell R GreenMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated06-19-2019
Grey Marshall DuddlestonMorgan StanleyUBS Financial Services Inc.06-14-2019
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Showing 1 to 25 of 173 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.