Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Vanessa Jayne StevensMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated09-13-2019
Harsh Bardhan JayaswalMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$5009-13-2019
Antan R. WilsonMorgan StanleyAXA Advisors, LLC07-18-2019
Mitchell Richard GreenMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$10006-19-2019
Jonathan Matthew ByrdMorgan StanleyUBS Financial Services Inc.$10006-14-2019
Grey Marshall DuddlestonMorgan StanleyUBS Financial Services Inc.06-14-2019
Caroline Magrish CalderMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated03-08-2019
Stephanie M. MeeksMorgan StanleyWells Fargo Clearing Services, LLC$5003-01-2019
Mari Elaine BryanMorgan StanleyWells Fargo Clearing Services, LLC03-01-2019
Spencer Chase HorowitzMorgan StanleyE*TRADE Securities LLC11-16-2018
Robert Michael KunceMorgan StanleyE*TRADE Securities LLC09-18-2018
John Franklin Thomas IIMorgan StanleyMML Investors Services, LLC04-27-2018
Lara Christine BoydMorgan StanleySecurian Financial Services, Inc.04-02-2018
John Frederick Fisher, John C. FisherMorgan StanleyUBS Financial Services Inc.$13809-01-2017
Scott Joseph SchoenbergMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$10008-07-2017
Thomas Herring SteeleMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated08-07-2017
Stephen Eric Malone, Tommy Thomas Mills, James Douglas Krantz, Crawford Williamson Long IVMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$10008-04-2017
Samuel White YatesMorgan StanleyJefferies LLC$5005-19-2017
John Manuel CarvalhoMorgan StanleyJefferies LLC05-19-2017
Robert Eugene BoisvertMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated05-15-2017
Glenn Thomas Ferrell, James Greer Brown, John D RoseMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$2503-29-2017
Lisa N. LubarMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated03-13-2017
Carla Denise EriksonMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$10003-03-2017
Lisa Robin Rinzler-LubelMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated03-03-2017
Michael R SchakMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated03-03-2017
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Showing 1 to 25 of 360 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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