Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Elizabeth L. McCormackMorgan Stanley1st Global Capital Corp.12-06-2011
Alan Bertram Whitaker IIIMorgan StanleyAllianceBernstein L.P.03-14-2013
Jeffrey Neil KellerMorgan StanleyALPS Distributors, Inc.07-22-2015
Michael Andrew SherwoodMorgan StanleyAmeriprise Financial Services, LLC03-31-2020
Lauren Mouzayck MillardMorgan StanleyAprio Wealth Management, LLC10-17-2012
Antan R. WilsonMorgan StanleyAXA Advisors, LLC07-18-2019
Sylvia Herman GortMorgan StanleyBarclays Capital Inc.$15007-14-2015
Robert Stephen Loftis Jr.Morgan StanleyBarclays Capital Inc.08-15-2012
Kelly Sandefer DennisMorgan StanleyBarclays Capital Inc.02-15-2012
James Edward Weeks IIIMorgan StanleyBarclays Capital Inc.02-10-2012
Prashanth A. ChintanapalliMorgan StanleyBarclays Capital Inc.02-10-2012
Hunter Steven HammMorgan StanleyBarclays Capital Inc.02-10-2012
Ethan Lewis StaatsMorgan StanleyBB&T Investment Services, Inc.12-10-2012
Matthew Anthony GencoMorgan StanleyBB&T Investment Services, Inc.07-18-2011
Michael Patrick HugghinsMorgan StanleyBB&T Securities, LLC$1006-13-2014
Philip David StairMorgan StanleyBB&T Securities, LLC$1001-10-2014
Kari Ann KemnitzMorgan StanleyCarter, Terry & Company, Inc.11-17-2015
Stephanie Michelle WilsonMorgan StanleyCarter, Terry & Company, Inc.10-05-2011
Michael Jason GarnerMorgan StanleyCharles Schwab & Co., Inc.04-23-2010
Owen Patterson BlankMorgan StanleyCountry Capital Management Company06-30-2016
Julie Gwendolyn SwangerMorgan StanleyCredit Suisse Securities (USA) LLC06-08-2015
Mark Douglas SullivanMorgan StanleyCredit Suisse Securities (USA) LLC07-15-2013
Robert M. Bray IIIMorgan StanleyCredit Suisse Securities (USA) LLC02-01-2013
Jonathan S. DugganMorgan StanleyCsfbdirect, Inc.04-15-2015
Joseph Patrick ColemanMorgan StanleyCsfbdirect, Inc.09-19-2012
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Showing 1 to 25 of 273 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.