Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Mark Douglas SullivanMorgan StanleyCredit Suisse Securities (USA) LLC$10007-15-2013
Tara Newsome HobbsMorgan StanleyWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$24007-02-2013
Zachary A. KofflerMorgan StanleyUBS Financial Services Inc.$10006-19-2013
Virgil Lee Dortch IIIMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$10005-16-2013
Jay David JordanMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated05-16-2013
Cynthia Woodsmall JonesMorgan StanleyRaymond James$43505-15-2013
Venzon Vicencio Aromin IIIMorgan StanleyMercer Allied Company, L.P.$50004-15-2013
Erik Aaron BeckMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated04-08-2013
Angelique Garrett DelevaMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$50004-01-2013
Alan Bertram Whitaker IIIMorgan StanleyAllianceBernstein L.P.03-14-2013
Zachary Allen PolunMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$10003-01-2013
Jack Lyndon Shampine Jr.Morgan StanleyEdward Jones$10002-22-2013
Robert Mobley Bray IIIMorgan StanleyCredit Suisse Securities (USA) LLC02-01-2013
Ethan Lewis StaatsMorgan StanleyBB&T Investment Services, Inc.12-10-2012
Garrett Walsh DonnellyMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated11-28-2012
John David CrawfordMorgan StanleyUBS Financial Services Inc.11-09-2012
Timothy J. MulroyMorgan StanleyUBS Financial Services Inc.$17510-19-2012
Lauren Mouzayck MillardMorgan StanleyAprio Wealth Management, LLC10-17-2012
Ronald Harold YorkMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$15010-05-2012
Michael William ReeseMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$15010-05-2012
Jason Andrew JenkinsMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$15010-05-2012
Edith Eun Zu KaseMorgan StanleyWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)10-05-2012
Michael William Reese Jr.Morgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated10-05-2012
Jason Bartley DavisMorgan StanleyEdward Jones10-05-2012
Kine A. CorderMorgan StanleyTransamerica Financial Advisors, Inc10-03-2012
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Showing 151 to 175 of 270 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.