Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Alan Bertram Whitaker IIIMorgan StanleyAllianceBernstein L.P.03-14-2013
Alexander Bennett GreeneMorgan StanleyWells Fargo Clearing Services, LLC08-07-2009
Alexander Love Hinson Jr.Morgan StanleyMorgan Stanley02-11-2013
Amy Glover HefnerMorgan StanleyWells Fargo Clearing Services, LLC05-12-2017
Anabelle C. GonzalezMorgan StanleyE*TRADE Securities LLC09-01-2016
Andrew Howard BaragMorgan StanleyWaddell & Reed05-31-2012
Andrew Joseph CucuzzaMorgan StanleyWells Fargo Clearing Services, LLC11-29-2010
Andrew SenfieldMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated01-23-2015
Angelina Marie FuntanillaMorgan StanleyJ.P. Morgan Securities LLC$15002-27-2012
Angelique Garrett DelevaMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$5004-01-2013
Antan R. WilsonMorgan StanleyAXA Advisors, LLC07-18-2019
April Leigh GayMorgan StanleyE*TRADE Securities LLC09-03-2014
Ari Richard DardikMorgan StanleyWells Fargo Clearing Services, LLC08-27-2010
Barbara-Ann RushMorgan StanleyWells Fargo Clearing Services, LLC$10004-29-2011
Bethany Merrie TannerMorgan StanleyJefferies LLC08-30-2013
Bradley Alan CullMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$5007-24-2015
Bradley E. PhillipsMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated08-12-2015
Brett Anderson PeavyMorgan StanleyUBS Financial Services Inc.12-01-2014
Bryan Christopher JohnsonMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated06-03-2016
Carl Blair Pritchett IIIMorgan StanleyOppenheimer & Co. Inc.$20011-18-2011
Carla Denise EriksonMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$10003-03-2017
Caroline Magrish CalderMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated03-08-2019
Chad Robert SmithMorgan StanleySmith Capital, LLC07-08-2011
Charlene HollandMorgan StanleySunTrust Investment Services, Inc.05-22-2015
Charles A. SmithMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated07-19-2013
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Showing 1 to 25 of 273 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.