Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Zachary Allen PolunMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$1003-01-2013
Zachary A. KofflerMorgan StanleyUBS Financial Services Inc.06-19-2013
Wright Brown WaddellMorgan StanleyCitigroup Global Markets Inc.$15006-01-2009
William Newhall BennettMorgan StanleyCitigroup Global Markets Inc.06-01-2009
William Mcnair AndersonMorgan StanleyCitigroup Global Markets Inc.06-01-2009
William Lucas NicholsMorgan StanleyJoyn Advisors, Inc.$5008-16-2013
William Larach MayMorgan StanleyMorgan Stanley & Co. LLC06-01-2009
William Jephtha Hogan Jr.Morgan StanleyCitigroup Global Markets Inc.06-01-2009
William Field GudenrathMorgan StanleyCitigroup Global Markets Inc.06-01-2009
William Dale Patrick, Bryan Christopher JohnsonMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$15006-03-2016
William Atkinson LobbMorgan StanleyOppenheimer & Co. Inc.$5006-27-2014
William Allen NelsonMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated07-13-2012
William Allen GudenrathMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Warren Alexander SmallMorgan StanleyMorgan Stanley & Co. LLC06-01-2009
Wade Nolan GiddensMorgan StanleyUBS Financial Services Inc.$5005-09-2014
Vrinda V. UpadhyeMorgan StanleyEquity Investment Corp02-18-2015
Virgil Lee DortchMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated05-13-2013
Vanessa Jayne StevensMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated09-13-2019
Travis Michael ScarbroughMorgan StanleySunTrust Robinson Humphrey, Inc.07-19-2013
Tracy Alan BradachMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Tom ShoupMorgan StanleyRaymond James$30005-11-2012
Todd Jonathan SmithMorgan StanleyCitigroup Global Markets Inc.$15006-01-2009
Timothy Wall FitzgeraldMorgan StanleyMorgan Stanley & Co. LLC$20006-01-2009
Timothy Lawrence OwingsMorgan StanleyCitigroup Global Markets Inc.$1006-01-2009
Timothy John JeffreyMorgan StanleyMorgan Stanley & Co. LLC$2506-01-2009
Next Page »

Showing 1 to 25 of 360 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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