Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Phinizy Lamkin Davis Jr.Morgan StanleyWells Fargo Clearing Services, LLC03-25-2020
Stephanie M. MeeksMorgan StanleyWells Fargo Clearing Services, LLC$5003-01-2019
Mari Elaine BryanMorgan StanleyWells Fargo Clearing Services, LLC03-01-2019
Amy Glover HefnerMorgan StanleyWells Fargo Clearing Services, LLC05-12-2017
Robert Eldred HillMorgan StanleyWells Fargo Clearing Services, LLC09-12-2014
John William GiangrandeMorgan StanleyWells Fargo Clearing Services, LLC06-25-2014
Jeremy Cornelius JonesMorgan StanleyWells Fargo Clearing Services, LLC05-27-2014
Raphael Jacquim FairellMorgan StanleyWells Fargo Clearing Services, LLC01-14-2014
Tara Newsome HobbsMorgan StanleyWells Fargo Clearing Services, LLC07-02-2013
Edith Eun Zu KaseMorgan StanleyWells Fargo Clearing Services, LLC10-05-2012
Kristin Marie SarafinisMorgan StanleyWells Fargo Clearing Services, LLC08-24-2011
David John HajekMorgan StanleyWells Fargo Clearing Services, LLC05-11-2011
Barbara-Ann RushMorgan StanleyWells Fargo Clearing Services, LLC$10004-29-2011
Robert Adam WiswellMorgan StanleyWells Fargo Clearing Services, LLC04-11-2011
John Frederick GrinerMorgan StanleyWells Fargo Clearing Services, LLC$10003-07-2011
Andrew Joseph CucuzzaMorgan StanleyWells Fargo Clearing Services, LLC11-29-2010
Ari Richard DardikMorgan StanleyWells Fargo Clearing Services, LLC08-27-2010
Kalah Eileen MartreMorgan StanleyWells Fargo Clearing Services, LLC04-05-2010
Alexander Bennett GreeneMorgan StanleyWells Fargo Clearing Services, LLC08-07-2009

Showing 1 to 19 of 19 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.