Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Adams Clemente AgtarapMorgan StanleyBancWest Investment Services, Inc.$25003-18-2016
Albert Pineda BedionesMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$50008-29-2014
Arnold Theodore Tassill Morgado Jr.Morgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$50008-29-2014
Brian Bernard DowdMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$10007-15-2014
Brittany Ming Hong Hanae NagasawaMorgan StanleyLPL Financial LLC03-01-2017
Christopher Cole YoungMorgan StanleyFidelity Brokerage Services LLC08-23-2013
Curtis Masaichi OtsukaMorgan StanleyFirst Allied Securities, Inc.$25011-04-2013
Daniel Young Han KimMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$50012-02-2011
Darren J. AgenaMorgan StanleyLPL Financial LLC09-29-2016
Gavin Takeo TaniokaMorgan StanleyBankoh Investment Services, Inc.09-11-2015
Ian R Fitz-PatrickMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$10008-02-2013
Jason Masao ShimodaMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$10001-13-2014
Jennifer Won Jin KangMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated08-11-2014
Jon Carlo LoprestiMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$25003-18-2016
Jon Carlo LoprestiMorgan StanleyAXA Advisors, LLC03-15-2010
Kapena Kaumualii LumMorgan StanleyBankoh Investment Services, Inc.$10009-11-2015
Kyle Katsumi KagimotoMorgan StanleyBankoh Investment Services, Inc.$10009-11-2015
Leena K HowardMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated08-29-2014
Lori Ann BurgoonMorgan StanleyBancWest Investment Services, Inc.05-16-2014
Reid Keoki TakamotoMorgan StanleyUBS Financial Services Inc.$10005-02-2013
Richard RayMorgan StanleyStifel, Nicolaus & Company, Incorporated$7706-14-2012
Roxanne Mae DanteMorgan StanleyWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$10001-06-2017
Sar Kun MoyMorgan StanleyPark Avenue Securities LLC08-12-2016
Scott ChonMorgan StanleyLPL Financial LLC03-16-2016
Sharon Kiyo KayaMorgan StanleyUBS Financial Services Inc.$10005-02-2013
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Showing 1 to 25 of 30 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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