Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
B. Thomas CalfeeMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated05-31-2019
Joseph Brian SiwekMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated02-08-2019
Robert Howard Dawson JrMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated10-24-2018
John Jeremy VanderpoolMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated10-22-2018
David VillalobosMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$2509-05-2018
John T TravisMorgan StanleyEssex LLC08-27-2018
Sheronda Malvina ShepherdMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated05-22-2018
Angelina Marie CumminsMorgan StanleyJ.P. Morgan Securities LLC04-30-2018
James Allen CzerniakMorgan StanleyLPL Financial LLC11-06-2017
Jeffrey Alan RichertMorgan StanleyAXA Advisors, LLC11-06-2017
Michael Jaffee PattersonMorgan StanleyRobert W. Baird & Co. Incorporated10-16-2017
Goran LazarevicMorgan StanleyB. C. Ziegler and Company08-11-2017
Joshua Ryan MoormanMorgan StanleyMML Investors Services, LLC06-30-2017
Edgar A WrightMorgan StanleyEdward Jones06-14-2017
Matthew George FitzpatrickMorgan StanleyMorgan Stanley & Co. LLC03-28-2017
Michelle Lynn JenningsMorgan StanleyUBS Financial Services Inc.10-27-2016
Alton Theodore Davis Jr.Morgan StanleyUBS Financial Services Inc.$19110-14-2016
Michael Lawrence WittmanMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated07-25-2016
Indra Verbiejute JosephsMorgan StanleyJ.P. Morgan Securities LLC06-13-2016
Charles ShawMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated05-26-2016
Gilbert J MauroMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated05-10-2016
Stephanie C. CarlisleMorgan StanleyCredit Suisse Securities (USA) LLC04-19-2016
David Charles HegerMorgan StanleyDeutsche Bank Securities Inc.$1004-13-2016
Mark Nathan MaizelMorgan StanleyM Holdings Securities, Inc.03-23-2016
Mary DiChristofano, Michael Sakach, James WhitneyMorgan StanleyCredit Suisse Wealth Services$2,00003-18-2016
Next Page »

Showing 1 to 25 of 535 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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