Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Sharon Lee MaloneyMorgan StanleyAmeriprise Financial Services, LLC$5005-01-2013
Todd Michael PriceMorgan StanleyAmeriprise Financial Services, LLC01-14-2011
Tina MeckaroskiMorgan StanleyAmeriprise Financial Services, LLC08-09-2010
Christine Kay SpencerMorgan StanleyAmeriprise Financial Services, LLC02-08-2010
Dhruv DhawanMorgan StanleyAvatar Securities, LLC07-23-2019
Robert Michael RubinMorgan StanleyAvatar Securities, LLC01-15-2015
Paul VabakosMorgan StanleyAvatar Securities, LLC07-29-2014
Jeffrey Alan RichertMorgan StanleyAXA Advisors, LLC11-06-2017
Alex Douglas ColeMorgan StanleyAXA Advisors, LLC08-30-2013
Raniel IniguezMorgan StanleyAXA Advisors, LLC01-17-2012
Goran LazarevicMorgan StanleyB. C. Ziegler and Company08-11-2017
Claudia Lee KornfeldMorgan StanleyB. Riley Wealth Management01-12-2016
Harris Evan MandelMorgan StanleyBarclays Capital Inc.12-18-2015
Michael Walter SchaferMorgan StanleyBarclays Capital Inc.12-11-2015
David Francis ManciMorgan StanleyBarclays Capital Inc.10-20-2015
Norman Fred SiegelMorgan StanleyBarclays Capital Inc.$2507-13-2015
Brian Samuel SchneiderMorgan StanleyBarclays Capital Inc.07-13-2015
Bradley Hunter BassMorgan StanleyBarclays Capital Inc.07-13-2015
Moosa M. RizviMorgan StanleyBMO Harris Financial Advisors, Inc.04-04-2017
Daniel Brian MaudeMorgan StanleyBMO Harris Financial Advisors, Inc.04-18-2016
David B. PurkeyMorgan StanleyBrandt Equities LLC11-05-2012
Vicky N KatwalaMorgan StanleyCalamos Financial Services LLC04-23-2014
Chad Alan SchroederMorgan StanleyCalamos Financial Services LLC11-15-2010
Steven Robert CherryMorgan StanleyCambridge Investment Research, Inc.07-12-2018
Mark Richard TaylorMorgan StanleyCapital Guardian Trust Company11-04-2014
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Showing 1 to 25 of 266 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.