Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Sharon Lee MaloneyMorgan StanleyAmeriprise Financial Services, Inc.$5005-01-2013
Todd Michael PriceMorgan StanleyAmeriprise Financial Services, Inc.01-14-2011
Christine Kay SpencerMorgan StanleyAmeriprise Financial Services, Inc.$2502-08-2010
Jeffrey Alan RichertMorgan StanleyAXA Advisors, LLC11-06-2017
Alex Douglas ColeMorgan StanleyAXA Advisors, LLC08-30-2013
Goran LazarevicMorgan StanleyB. C. Ziegler and Company08-11-2017
Michael Walter SchaferMorgan StanleyBarclays Capital Inc.12-11-2015
David Francis ManciMorgan StanleyBarclays Capital Inc.10-20-2015
Norman Fred Siegel, Brian Samuel Schneider, Bradley Hunter BassMorgan StanleyBarclays Capital Inc.$2507-13-2015
David B. PurkeyMorgan StanleyBrandt Equities LLC11-05-2012
Vicky N KatwalaMorgan StanleyCalamos Financial Services LLC04-23-2014
Mark Richard TaylorMorgan StanleyCapital Guardian Trust Company11-04-2014
Edward Heath GoodsonMorgan StanleyChase Investment Services Corp.05-11-2012
Timothy Scott SattleyMorgan StanleyChase Investment Services Corp.$5011-12-2010
Alice B. NeillMorgan StanleyCitigroup Global Markets Inc.$20006-01-2009
Roger David BurgisMorgan StanleyCitigroup Global Markets Inc.$15006-01-2009
Jack F. LasdayMorgan StanleyCitigroup Global Markets Inc.$15006-01-2009
Howard Leon FelixMorgan StanleyCitigroup Global Markets Inc.$15006-01-2009
Allan Robert EttingerMorgan StanleyCitigroup Global Markets Inc.$15006-01-2009
Stephen Farrell CraneMorgan StanleyCitigroup Global Markets Inc.$15006-01-2009
Mark Terence AhernMorgan StanleyCitigroup Global Markets Inc.$15006-01-2009
Daniel G HackMorgan StanleyCitigroup Global Markets Inc.$15006-01-2009
Robert Thomas Stevenson IIIMorgan StanleyCitigroup Global Markets Inc.$15006-01-2009
William Lynn Van ZantMorgan StanleyCitigroup Global Markets Inc.$15006-01-2009
Michael L BorkMorgan StanleyCitigroup Global Markets Inc.$15006-01-2009
Next Page »

Showing 1 to 25 of 535 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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