Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Scott Francis TuckerMorgan StanleyMesirow Financial Investment Management, Inc.11-20-2019
Kyle Hagen CavanaughMorgan StanleyEdward Jones11-15-2019
Liam Collin HansenMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated09-23-2019
James SturgeonMorgan StanleyWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)09-19-2019
John Pethokoukis Morgan StanleyStifel, Nicolaus & Company, Incorporated$10708-22-2019
Patrick John DyerMorgan StanleySanford C. Bernstein & Co., LLC07-29-2019
Contessa Capri RobinsMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated07-23-2019
Dhruv DhawanMorgan StanleyAvatar Securities, LLC07-23-2019
Nathan Lee HammMorgan StanleyEdward Jones07-01-2019
Renee RosenbergerMorgan StanleyMML Investors Services, LLC06-20-2019
Mitchell Ryan WilkinsMorgan StanleyEdward Jones$15006-19-2019
Ty Edward RobbenMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated06-05-2019
B. Thomas CalfeeMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated05-31-2019
Preston Scott PooreMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated05-31-2019
Tiana M. EllisMorgan StanleyWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)04-10-2019
Joseph Brian SiwekMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated02-08-2019
Rick MundraneMorgan StanleyAmeriprise Financial Services, Inc.$10611-09-2018
Evan Andrew GallienMorgan StanleySecurities Service Network, LLC$10010-30-2018
Norman Ralph Sehnoutka IIIMorgan StanleyThe Huntington Investment Company10-29-2018
Zach Birkey, Mike Bruner, Myron Hendrix, Ron Ouwenga, Jeff Schimmelpfennig, Brian ThomasMorgan StanleyStifel, Nicolaus & Company, Incorporated$64610-29-2018
Robert Howard DawsonMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated10-24-2018
John Jeremy VanderpoolMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated10-22-2018
Odette Genee OlsonMorgan StanleyRappaport Reiches Capital Management,09-27-2018
Tyler M. Van LulMorgan StanleyThrivent Investment Management Inc.09-24-2018
John Henry MillerMorgan StanleyJ.P. Morgan Securities LLC09-17-2018
Next Page »

Showing 1 to 25 of 281 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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