Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Mary DiChristofano Michael Sakach James WhitneyMorgan StanleyCredit Suisse Securities (USA) LLC$2,00003-18-2016
David Gordon Kirsten GordonMorgan StanleyWells Fargo Clearing Services, LLC$30003-28-2013
Jeffrey Grange Jeffrey HollisMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$22702-23-2012
Sarah A BolousMorgan StanleyU.S. Bancorp Investments, Inc.10-08-2020
Laurence Harris WeiszMorgan StanleyWintrust Investments LLC$1,00009-04-2020
Chloe Lauha OttMorgan StanleyWintrust Investments LLC09-04-2020
Alan Alfonso BanuelosMorgan StanleyJ.P. Morgan Securities LLC08-31-2020
Helen DritakisMorgan StanleyWells Fargo Clearing Services, LLC03-12-2020
James GreggaMorgan StanleyJ.P. Morgan Securities LLC01-10-2020
Heather Ilene KenneyMorgan StanleyUBS Financial Services Inc.11-26-2019
Scott Francis TuckerMorgan StanleyMesirow Financial Investment Management, Inc.11-20-2019
Kyle Hagen CavanaughMorgan StanleyEdward Jones11-15-2019
Liam Collin HansenMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated09-23-2019
James SturgeonMorgan StanleyWells Fargo Clearing Services, LLC09-19-2019
Patrick John DyerMorgan StanleySanford C. Bernstein & Co., LLC07-29-2019
Contessa Capri RobinsMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated07-23-2019
Nathan Lee HammMorgan StanleyEdward Jones07-01-2019
Renee RosenbergerMorgan StanleyMML Investors Services, LLC06-20-2019
Ty Edward RobbenMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated06-05-2019
Brian Thomas CALFEEMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated05-31-2019
Preston S PooreMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated05-31-2019
Tiana M EllisMorgan StanleyWells Fargo Clearing Services, LLC04-10-2019
Joseph Brian SiwekMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated02-08-2019
Cameron Ross DonnellyMorgan StanleyDWS Distributors, Inc.12-20-2018
Evan Andrew GallienMorgan StanleySecurities Service Network, LLC$10010-30-2018
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Showing 1 to 25 of 152 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.