Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Zachary Stephen WeaverMorgan StanleyMorgan Stanley & Co. LLC06-01-2009
Yazen A. HadiMorgan StanleyMorgan Stanley & Co. LLC06-01-2009
William Taylor PattersonMorgan StanleyWilliam Blair$5002-01-2010
William Scott MatzelleMorgan StanleyCredit Suisse Securities (USA) LLC03-30-2012
William Robert ConteMorgan StanleyMorgan Stanley & Co. LLC$5006-01-2009
William P Shade IVMorgan StanleyCitigroup Global Markets Inc.$5006-01-2009
William Lynn Van ZantMorgan StanleyCitigroup Global Markets Inc.$15006-01-2009
William Joseph LenzMorgan StanleyCitigroup Global Markets Inc.$2506-01-2009
William John AndersonMorgan StanleyMorgan Stanley & Co. LLC$5006-01-2009
William Howard EasomMorgan StanleyCitigroup Global Markets Inc.06-01-2009
William Herbert Fairfield Jr.Morgan StanleyMorgan Stanley & Co. LLC$5006-01-2009
William Henry Burfisher IIIMorgan StanleyCitigroup Global Markets Inc.06-01-2009
William Eldridge O'Brien Jr.Morgan StanleyCitigroup Global Markets Inc.06-01-2009
William Edward Gleason Jr.Morgan StanleyStifel, Nicolaus & Company, Incorporated$5004-05-2012
William David Travis Jr.Morgan StanleyUBS Financial Services Inc.06-11-2012
William Chris TriantafelMorgan StanleyMorgan Stanley & Co. LLC$10006-01-2009
William Charles Menke IIMorgan StanleyCitigroup Global Markets Inc.06-01-2009
William Bernard Jene Jr.Morgan StanleyCitigroup Global Markets Inc.06-01-2009
Wendall Chapman CadyMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Wade Jeffrey LewisMorgan StanleyCitigroup Global Markets Inc.$10006-01-2009
Vipul B ShahMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Vicky N KatwalaMorgan StanleyCalamos Financial Services LLC04-23-2014
Trevor Darryl MathiasMorgan StanleyMorgan Stanley & Co. LLC06-01-2009
Tracy Lloyd BrennemanMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Todd Neil HatfieldMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Next Page »

Showing 1 to 25 of 535 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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