Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
B. Thomas CalfeeMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated05-31-2019
Joseph Brian SiwekMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated02-08-2019
Robert Howard Dawson JrMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated10-24-2018
John Jeremy VanderpoolMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated10-22-2018
John T TravisMorgan StanleyEssex LLC08-27-2018
Sheronda Malvina ShepherdMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated05-22-2018
Angelina Marie CumminsMorgan StanleyJ.P. Morgan Securities LLC04-30-2018
James Allen CzerniakMorgan StanleyLPL Financial LLC11-06-2017
Jeffrey Alan RichertMorgan StanleyAXA Advisors, LLC11-06-2017
Michael Jaffee PattersonMorgan StanleyRobert W. Baird & Co. Incorporated10-16-2017
Goran LazarevicMorgan StanleyB. C. Ziegler and Company08-11-2017
Joshua Ryan MoormanMorgan StanleyMML Investors Services, LLC06-30-2017
Edgar A WrightMorgan StanleyEdward Jones06-14-2017
Matthew George FitzpatrickMorgan StanleyMorgan Stanley & Co. LLC03-28-2017
Michelle Lynn JenningsMorgan StanleyUBS Financial Services Inc.10-27-2016
Michael Lawrence WittmanMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated07-25-2016
Indra Verbiejute JosephsMorgan StanleyJ.P. Morgan Securities LLC06-13-2016
Charles ShawMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated05-26-2016
Gilbert J MauroMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated05-10-2016
Stephanie C. CarlisleMorgan StanleyCredit Suisse Securities (USA) LLC04-19-2016
Mark Nathan MaizelMorgan StanleyM Holdings Securities, Inc.03-23-2016
Michael Edward Sakach, James Whitney, Mary D. DichristofanoMorgan StanleyCredit Suisse Securities (USA) LLC03-18-2016
Kevin Scott Fine, Scott OmanskyMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated03-18-2016
Michelle A. JenningsMorgan StanleyWells Fargo Clearing Services, LLC01-19-2016
Graeme Steven WilsonMorgan StanleyUBS Financial Services Inc.12-17-2015
Next Page »

Showing 1 to 25 of 535 entries

Page 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9 | 10 | 11 | 12 | 13 | 14 | 15

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting It'll help us continue to serve you.

Yes, show me how to whitelist

Ad blocker detected. Please whitelist us or give premium a try.