Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Joseph M Olexa JrMorgan StanleyJ.P. Morgan Securities LLC$1009-11-2009
Robert Mark LindenMorgan StanleyWells Fargo Clearing Services, LLC12-02-2010
Ann M McQuillan PerriMorgan StanleyWells Fargo Clearing Services, LLC$5004-08-2011
Scott Jason MaskelMorgan StanleyEdward Jones07-22-2011
Douglas Richard AmickMorgan StanleyJ.J.B. Hilliard, W.L. Lyons, LLC$1,00009-28-2011
Richard L KidwellMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated01-13-2012
Jonathan E KlausnerMorgan StanleyUBS Financial Services Inc.$1,00004-03-2012
John Michael DuffyMorgan StanleyUBS Financial Services Inc.04-03-2012
Derek Elmo DisalvoMorgan StanleyUBS Financial Services Inc.04-03-2012
Jonathan Klausner John Duffy Jenny Margason Caryn Wilkinson Derek DisalvoMorgan StanleyUBS Financial Services Inc.$65004-09-2012
Jonathan SpaffordMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$14006-29-2012
Jonathan K SpaffordMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$5006-29-2012
Lisa C LacayoMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$2506-29-2012
Sean K SpaffordMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated06-29-2012
Jill GrossmanMorgan StanleyUBS Financial Services Inc.$10010-12-2012
Terry Philip Cole JrMorgan StanleyUBS Financial Services Inc.$10010-12-2012
David W RothMorgan StanleyEdward Jones$2502-15-2013
Caleb Thomas QuickMorgan StanleyJ.P. Morgan Securities LLC$1,00005-03-2013
Theodore William ByrerMorgan StanleyRaymond James & Associates, Inc.$2511-11-2013
Paul E DanielsMorgan StanleyRaymond James & Associates, Inc.$5011-11-2013
Liam Nicholas SmithMorgan StanleyMML Investors Services, LLC01-28-2014
Jason J ZochMorgan StanleyWells Fargo Clearing Services, LLC$25010-24-2014
Lebbeus WoodsMorgan StanleyUBS Financial Services Inc.$5303-13-2015
Lloyd Frederick McGlincyMorgan StanleyUBS Financial Services Inc.$10006-05-2015
Jody Lynn ReinoehlMorgan StanleyInvestment Planners, Inc.$1507-13-2015
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Showing 1 to 25 of 35 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.