Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jane Elizabeth DormanMorgan StanleyWells Fargo Clearing Services, LLC05-15-2019
Anthony Dean Lee Jr.Morgan StanleyCharles Schwab & Co., Inc.10-24-2018
Shelby H G NewellMorgan StanleyCharles Schwab & Co., Inc.10-19-2018
Luke Michael JudsonMorgan StanleyMutual of Omaha Investor Services, Inc.05-21-2018
Benjamin DonathenMorgan StanleyStifel, Nicolaus & Company, Incorporated08-17-2017
Jacqueline Kay ArmstrongMorgan StanleyAmeriprise Financial Services, LLC10-14-2016
Kirk James CrossenMorgan StanleyWells Fargo Clearing Services, LLC09-16-2016
Gregory Wayne AllenMorgan StanleyMWA Financial Services Inc.08-12-2015
Jody Lynn ReinoehlMorgan StanleyInvestment Planners, Inc.07-13-2015
Lebbeus WoodsMorgan StanleyUBS Financial Services Inc.03-13-2015
Walter Marcus WardMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated09-15-2014
Jonathan Frederick UsitaloMorgan StanleyCharles Schwab & Co., Inc.05-12-2014
Liam SmithMorgan StanleyMML Investors Services, LLC01-28-2014
Theodore William ByrerMorgan StanleyRaymond James & Associates, Inc.11-11-2013
Paul E. DanielsMorgan StanleyRaymond James & Associates, Inc.11-11-2013
Caleb Thomas QuickMorgan StanleyJ.P. Morgan Securities LLC05-03-2013
Mary Kimberly BedellMorgan StanleyAmeriprise Financial Services, LLC01-18-2013
William Edward NewmanMorgan StanleyCharles Schwab & Co., Inc.12-20-2012
Stephen T. ReisingMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated11-16-2012
Jacqueline Sue BrownMorgan StanleyUBS Financial Services Inc.10-12-2012
Terry Philip Cole Jr.Morgan StanleyUBS Financial Services Inc.10-12-2012
Kevin KarlanderMorgan StanleyUBS Financial Services Inc.10-01-2012
Micah Zachery WeilandMorgan StanleyGoelzer Investment Management08-24-2012
Lisa C LacayoMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated06-29-2012
Sean K. SpaffordMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated06-29-2012
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Showing 1 to 25 of 51 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.