Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
William Bradley Morris IIIMorgan StanleyUBS Financial Services Inc.$10004-16-2010
Westin Ryan WeeastMorgan StanleyEdward Jones01-08-2019
Tom Kirk, Margaret Dechant, Andrew Mies, Bryan Green, Steve Bahm, Pam Smith, Sarah HamptonMorgan Stanley6 Meridian$2,20009-12-2016
Stacy Lynn MeoliMorgan StanleyWaddell & Reed09-06-2016
Ryan Timothy HoganMorgan StanleyUBS Financial Services Inc.$25010-31-2014
Robert John RalstonMorgan StanleyMission Peak Capital Advisors, LLC10-20-2015
Robert Edwin BerryhillMorgan StanleyWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$62008-20-2010
Mircea Cristian SauciucMorgan StanleyLPL Financial LLC10-27-2015
Michael Scott UnderwoodMorgan StanleyUBS Financial Services Inc.$50004-11-2014
Mark Richard RalstonMorgan StanleyLPL Financial LLC$10007-27-2012
Ken Marker, Margo ShepardMorgan StanleyWells Fargo Advisors$30010-25-2010
Jenna Maureen JohnsonMorgan StanleyGWFS Equities, Inc.02-13-2015
Jason BaileyMorgan StanleyAXA Advisors, LLC$10006-05-2017
Janis Ruth DickeyMorgan StanleyPrincipal Securities, Inc.$10001-14-2010
Gregory Edward EkMorgan StanleyWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$10001-22-2013
Gregory E MartinezMorgan StanleyBarclays Capital Inc.08-15-2012
Frederick M AveryMorgan StanleyAmeriprise Financial Services, Inc.03-21-2016
Eric Scott KofordMorgan StanleyPrudential Investment Management Services LLC09-21-2009
Eric Charles BurrusMorgan StanleyRiedl First Securities Company of Kansas09-27-2017
Douglas Stuart WilliamsMorgan StanleyWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$15001-16-2015
Carra Denece SpragueMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated02-05-2016
Andrew Howard SiglerMorgan StanleyUBS Financial Services Inc.$50005-02-2017

Showing 1 to 22 of 22 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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