Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

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Recruiting Losses

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
John D Race JrMorgan StanleyCoker & Palmer06-01-2020
Melissa Ann DerouenMorgan StanleyJ.P. Morgan Securities LLC$15002-10-2020
Kathleen Mary MittonMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated01-30-2020
Catherine Watts MittonMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$15001-24-2020
James Michael WattsMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated01-24-2020
Blake Paul StegerMorgan StanleyJ.P. Morgan Securities LLC12-16-2019
Holly Seavey NicholsMorgan StanleyJ.P. Morgan Securities LLC10-29-2019
Albert Truman VanVeckhovenMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated09-19-2019
Richard John Baldwin JrMorgan StanleyEdward Jones$15009-06-2019
Statton FrankMorgan StanleyJ.P. Morgan Securities LLC07-29-2019
John Cothran EllisMorgan StanleyUBS Financial Services Inc.06-21-2019
Jill Blanchard BlairMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated06-19-2019
Shawn Allen LoyMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$10008-10-2017
Rhonda G LoyMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$10008-10-2017
Ben R GegenheimerMorgan StanleyIng Direct Investing, Inc.07-20-2017
Mark Alan CulbertsonMorgan StanleyWorld Tree Financial, LLC06-29-2017
Angela Louise DenhamMorgan StanleyLPL Financial LLC$5006-15-2017
Micah J LillichMorgan StanleyLPL Financial LLC06-15-2017
Angelique Guidry ManneMorgan StanleyJ.P. Morgan Securities LLC$2511-10-2016
Chad A MillerMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated11-04-2016
Nicole Sause FawleyMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$5006-15-2016
Ira Feld David WeinsteinMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$67506-01-2016
Ira Ross FeldMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$5006-01-2016
David WeinsteinMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated06-01-2016
Sergio D ColletteMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated06-01-2016
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Showing 1 to 25 of 48 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.