Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Amy Lynn HammockMorgan StanleyAmeritas Investment Company, LLC01-14-2014
John Thomas MontgomeryMorgan StanleyAvant-Garde Advisors LLC09-27-2013
Jonathan Allen SchudmakMorgan StanleyB. Riley FBR, Inc.08-29-2014
Michael David MiddletonMorgan StanleyCantor Fitzgerald & Co.05-16-2014
George John Lampard IIIMorgan StanleyCapital One Investment Services LLC05-04-2012
Richard John Baldwin Jr.Morgan StanleyEdward Jones$15009-06-2019
Nicholas Alfred MoranMorgan StanleyFederated Securities Corp.04-12-2010
Hamilton Loftin MartinMorgan StanleyHancock Whitney Investment Services Inc.$5006-11-2012
Ben R Roland GegenheimerMorgan StanleyIng Direct Investing, Inc.07-20-2017
Melissa Ann DerouenMorgan StanleyJ.P. Morgan Securities LLC$15002-10-2020
Blake P. StegerMorgan StanleyJ.P. Morgan Securities LLC12-16-2019
Holly Seavey NicholsMorgan StanleyJ.P. Morgan Securities LLC10-29-2019
Statton FrankMorgan StanleyJ.P. Morgan Securities LLC07-29-2019
Angelique Guidry ManneMorgan StanleyJ.P. Morgan Securities LLC11-10-2016
Gail Susanne Hoffman-JacksonMorgan StanleyJ.P. Morgan Securities LLC10-22-2015
Scott Edmund SalvailMorgan StanleyJ.P. Morgan Securities LLC10-13-2014
Hanh Thai WilliamsMorgan StanleyJ.P. Morgan Securities LLC04-04-2014
Bridget Ann HalingMorgan StanleyJ.P. Morgan Securities LLC05-30-2013
Jon Scott Gwatney Jr.Morgan StanleyJ.P. Morgan Securities LLC04-15-2013
Robyn Richaud HornsbyMorgan StanleyJ.P. Morgan Securities LLC06-01-2011
Marguerite Claudia KnightMorgan StanleyJ.P. Morgan Securities LLC05-06-2011
Eric Michael Deroche Jr.Morgan StanleyJohn Hancock Investment Management Distributors LLC10-04-2010
Angela Louise DenhamMorgan StanleyLPL Financial LLC$5006-15-2017
Micah J. LillichMorgan StanleyLPL Financial LLC06-15-2017
Kathy Mary MittonMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated01-30-2020
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Showing 1 to 25 of 71 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.