Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
William Edward RoseMorgan StanleyCitigroup Global Markets Inc.$10006-01-2009
Wilfred Mohr Kullman Jr.Morgan StanleyCitigroup Global Markets Inc.06-01-2009
Wilfred M. Kullman IIIMorgan StanleyCitigroup Global Markets Inc.$10006-01-2009
Wayne Everett TrainaMorgan StanleyCitigroup Global Markets Inc.$5006-01-2009
Walter Michel AndersonMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated08-02-2013
Walter Harry Weil IIIMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Virgil Dean Wright IIMorgan StanleyCitigroup Global Markets Inc.$5006-01-2009
Victor Lee RaxsdaleMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Timothy Allen EmersonMorgan StanleyCitigroup Global Markets Inc.$2506-01-2009
Thomas Peter WaguespackMorgan StanleyCitigroup Global Markets Inc.$15006-01-2009
Thomas Hayden FoardMorgan StanleyCitigroup Global Markets Inc.$20006-01-2009
Thomas Christopher FordMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$1003-20-2015
Tessa A. GautreauxMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Suzy S DemersMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Susan V. JacksonMorgan StanleyCitigroup Global Markets Inc.$2506-01-2009
Stephen Clark TaylorMorgan StanleyMorgan Stanley & Co. Incorporated06-01-2009
Stephen Aron LoebMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Sherri B. RoachMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Shawn Allen Loy, Rhonda G. LoyMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$10008-10-2017
Sean Patrick SprattMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Scott Riordan PotterMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$5008-01-2014
Scott Edmund SalvailMorgan StanleyJ.P. Morgan Securities LLC10-13-2014
Ryan Woolford SwayzeMorgan StanleyUBS Financial Services Inc.04-14-2016
Romualdo Gonzalez IIIMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Robert ParentMorgan StanleyMorgan Stanley & Co. LLC06-01-2009
Next Page »

Showing 1 to 25 of 115 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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