Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Kevin Joseph KuhnMorgan StanleyMorgan Stanley & Co. Incorporated$5006-01-2009
Wayne Everett TrainaMorgan StanleyCitigroup Global Markets Inc.$5006-01-2009
Marcus Walker Lyman IIMorgan StanleyCitigroup Global Markets Inc.$5006-01-2009
Richard Ramond Baron Jr.Morgan StanleyCitigroup Global Markets Inc.$5006-01-2009
Kenneth Lee Riche Jr.Morgan StanleyCitigroup Global Markets Inc.$5006-01-2009
Denis PoljakMorgan StanleyMorgan Stanley & Co. LLC$5006-01-2009
Albert Edward Carpenter Jr.Morgan StanleyCitigroup Global Markets Inc.$5006-01-2009
Virgil Dean Wright IIMorgan StanleyCitigroup Global Markets Inc.$5006-01-2009
Charles Evans Melancon Jr.Morgan StanleyMorgan Stanley & Co. LLC$5006-01-2009
Kevin George MackeyMorgan StanleyCitigroup Global Markets Inc.$5006-01-2009
Amos Keith KatzMorgan StanleyCitigroup Global Markets Inc.$5006-01-2009
Susan V. JacksonMorgan StanleyCitigroup Global Markets Inc.$2506-01-2009
Elizabeth Downey De La HoussayeMorgan StanleyCitigroup Global Markets Inc.$2506-01-2009
Jules Joseph RousseauMorgan StanleyCitigroup Global Markets Inc.$2506-01-2009
Randy James LandryMorgan StanleyCitigroup Global Markets Inc.$2506-01-2009
Timothy Allen EmersonMorgan StanleyCitigroup Global Markets Inc.$2506-01-2009
Paul Michael BurchMorgan StanleyCitigroup Global Markets Inc.$2506-01-2009
Don Cyril Celestin Jr.Morgan StanleyCitigroup Global Markets Inc.$1006-01-2009
Robert Allen WoosleyMorgan StanleyCitigroup Global Markets Inc.$1006-01-2009
Kathleen Bork StacyMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Dean Larsen WilsonMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Nance Amelia CunardMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Paul Robert ThompsonMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Kitty Rambo CalabreseMorgan StanleyMorgan Stanley & Co. LLC06-01-2009
James Marks SpiroMorgan StanleyCitigroup Global Markets Inc.06-01-2009
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Showing 51 to 75 of 114 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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