Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Adam McConnellMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Mary Elizabeth ColonMorgan StanleyMorgan Stanley & Co. LLC06-01-2009
Jenny J. JonesMorgan StanleyMorgan Stanley & Co. LLC06-01-2009
Walter Harry Weil IIIMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Beau Jonathan MillerMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Victor Lee RaxsdaleMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Sean Patrick SprattMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Rachel Jean CattelinoMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Davor PoljakMorgan StanleyMorgan Stanley & Co. LLC06-01-2009
Tessa A. GautreauxMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Michelle Peltier WarshauerMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Jamie Blanchard DuvalMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Andre P FontenotMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Charles Eric Major Jr.Morgan StanleyCitigroup Global Markets Inc.06-01-2009
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Showing 101 to 114 of 114 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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