Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Lindsey Rene SteffeMorgan StanleyFidelity Personal and Workplace Advisors09-24-2020
Gretchen Mary Stranch-CoteMorgan StanleyPeople's Securities, Inc.07-10-2020
Charles J BradyMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated04-22-2020
John Matthew BankheadMorgan StanleyUBS Financial Services Inc.$1002-14-2020
Jeffrey Alan GoodsteinMorgan StanleyUBS Financial Services Inc.02-14-2020
Brian J GormleyMorgan StanleyUBS Financial Services Inc.02-14-2020
Scott Michael MutrynMorgan StanleyStephens$1,00002-07-2020
Sarah E BirdMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated12-20-2019
Nathaniel OsborneMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated12-12-2019
Santo DiminoMorgan StanleyThe Patriot Financial Group, LLC11-20-2019
Evangelos IoakimidisMorgan StanleySantander Securities LLC10-16-2019
Brianna HurleyMorgan StanleySantander Securities LLC07-09-2019
Maria Anna StaffiereMorgan StanleyWeston Securities Corporation$1,00006-21-2019
Kerry Paul FalcoMorgan StanleyWeston Securities Corporation$1,00006-21-2019
Aaron Jacob GolubMorgan StanleySanford C. Bernstein & Co., LLC06-19-2019
Saba AlelishviliMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated06-17-2019
Moshup Alexander GalbraithMorgan StanleyOppenheimerFunds Distributor, Inc.06-06-2019
Deirdre DennehyMorgan StanleyBoston Private Wealth05-07-2019
Stephen Christopher CahillMorgan StanleyState Street Global Advisors Funds Distributors, LLC05-03-2019
Sanhita BhattacharyaMorgan StanleySantander Securities LLC04-16-2019
John Anthony MullerMorgan StanleyUBS Financial Services Inc.$5004-12-2019
Denise Ann Koran-KlisiewiczMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated01-11-2019
suzanne brownMorgan StanleyRaymond James Financial Services, Inc.11-20-2018
Aya Mostafa MetwallyMorgan StanleyCitizens Securities, Inc.10-25-2018
Kyle John RodegherMorgan StanleyDaVinci Capital Management, Inc.09-27-2018
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.