Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Stephen Anthony CalderaraMorgan StanleyAllianceBernstein L.P.06-14-2010
Jeffrey James CramptonMorgan StanleyAmeriprise Financial Services, Inc.08-26-2016
Phillip Scott GarrettMorgan StanleyAmeriprise Financial Services, Inc.05-20-2013
John Kress Williams IIIMorgan StanleyAmeriprise Financial Services, Inc.12-11-2009
Mark David FinneganMorgan StanleyBarclays Capital Inc.$2509-21-2015
Carmine N. Rullo, Steven Gaziano, Gregory H BarbeauMorgan StanleyBarclays Capital Inc.$2509-13-2013
Deirdre DennehyMorgan StanleyBoston Private Wealth05-07-2019
Timothy David LonerganMorgan StanleyBoston Private Wealth05-07-2019
John Michael Carroll Jr.Morgan StanleyBoston Private Wealth03-06-2018
Lindsay Marie PazdanMorgan StanleyBoston Private Wealth$10006-17-2015
Alicia Mary AndreMorgan StanleyBoston Private Wealth$10006-16-2015
Evan Kenneth DangelMorgan StanleyCitigroup Global Markets Inc.$75006-01-2009
Raju Madhukar PathakMorgan StanleyCitigroup Global Markets Inc.$65006-01-2009
Ruven Randall RodriguezMorgan StanleyCitigroup Global Markets Inc.$20006-01-2009
Robin S GraceMorgan StanleyCitigroup Global Markets Inc.$20006-01-2009
Joanne M MorrisMorgan StanleyCitigroup Global Markets Inc.$20006-01-2009
Peter William RenaghanMorgan StanleyCitigroup Global Markets Inc.$15006-01-2009
Bruce Richard BalterMorgan StanleyCitigroup Global Markets Inc.$15006-01-2009
Charles Frederick Farrington Jr.Morgan StanleyCitigroup Global Markets Inc.$15006-01-2009
George Peter LeascaMorgan StanleyCitigroup Global Markets Inc.$15006-01-2009
Christine ArmstrongMorgan StanleyCitigroup Global Markets Inc.$15006-01-2009
Andrew MichienziMorgan StanleyCitigroup Global Markets Inc.$15006-01-2009
Robin Corcoran CallahanMorgan StanleyCitigroup Global Markets Inc.$15006-01-2009
Brian Sean StrachanMorgan StanleyCitigroup Global Markets Inc.$15006-01-2009
Scott Spooner FabyanMorgan StanleyCitigroup Global Markets Inc.$15006-01-2009
Next Page »

Showing 1 to 25 of 356 entries

Page 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9 | 10 | 11 | 12 | 13 | 14 | 15

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting It'll help us continue to serve you.

Yes, show me how to whitelist

Ad blocker detected. Please whitelist us or give premium a try.