Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Brendan Arthur DoyleMorgan StanleyPruco Securities, LLC.01-26-2009
Sullivan Reid ConleyMorgan StanleyPurshe Kaplan Sterling Investments01-08-2018
Suzanne Jennifer BrownMorgan StanleyRaymond James Financial Services, Inc.11-20-2018
Alan Ahmet AtamerMorgan StanleyRBC Capital Markets, LLC03-04-2016
Kathleen Ann SmithMorgan StanleyRoyal Alliance Associates, Inc.10-10-2011
Anthony Franzi ManciniMorgan StanleySanford C. Bernstein & Co., LLC09-24-2012
Clifton Brent SmithMorgan StanleyStegner Investment Associates Inc03-08-2012
David J Chapin Jr.Morgan StanleyTD Private Client Wealth LLC04-27-2017
Ryan Patrick McMullenMorgan StanleyThe GMS Group, LLC07-23-2012
Julia Marie SkamaryczMorgan StanleyUBS Financial Services Inc.06-20-2019
Christine CaronaMorgan StanleyUBS Financial Services Inc.07-28-2017
Matthew Ronan ReillyMorgan StanleyUBS Financial Services Inc.$5005-19-2017
Christopher K. Griffith, Henry Jefferds WheelwrightMorgan StanleyUBS Financial Services Inc.$10009-11-2015
Sheri-Ann BouchieMorgan StanleyUBS Financial Services Inc.06-01-2015
Michael Joseph Collins, Stephen Keith SavrannMorgan StanleyUBS Financial Services Inc.$10010-04-2013
Christopher Fotis EconomouMorgan StanleyUBS Financial Services Inc.05-12-2011
James Stewart SmithMorgan StanleyUBS Financial Services Inc.$5007-23-2010
Sarah Ruth Porter, Katherine Pratt RichardsonMorgan StanleyUBS Financial Services Inc.$15005-14-2010
Peter George Christie Jr., Gary S RonkinMorgan StanleyUBS Financial Services Inc.$5003-05-2010
William Farnsworth Boynton, Tristan Cheyenne MouligneMorgan StanleyUBS Financial Services Inc.01-08-2010
Robert Hutchins RippMorgan StanleyUBS Financial Services Inc.09-04-2009
Christine CaronaMorgan StanleyUBS Financial Services Inc. Inc.$38807-28-2017
Matthew Ellis TaussigMorgan StanleyVP Distributors LLC03-30-2017
Guy Estabrooke Heald III, Guy Estabrooke Heald IV, Ryan Robert Dawson HealdMorgan StanleyWells Fargo Clearing Services, LLC$5010-14-2016
Richard Laurence SchaeferMorgan StanleyWells Fargo Clearing Services, LLC09-02-2010
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Showing 326 to 350 of 356 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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