Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Mark Anthony BavaroMorgan StanleyAcademy Securities, Inc.08-08-2016
Stephen Anthony CalderaraMorgan StanleyAllianceBernstein L.P.$25006-14-2010
Jay GordonMorgan StanleyAmeriprise Financial Services, Inc.$7311-20-2017
William Wiseman, Parker WisemanMorgan StanleyAmeriprise Financial Services, Inc.$13309-14-2017
Jeffrey James CramptonMorgan StanleyAmeriprise Financial Services, Inc.$50008-26-2016
Phillip Scott GarrettMorgan StanleyAmeriprise Financial Services, Inc.05-20-2013
Kelley Elizabeth McgoldrickMorgan StanleyAmeriprise Financial Services, Inc.12-04-2012
Michael F ThomassenMorgan StanleyAmeriprise Financial Services, Inc.12-07-2010
John Kress Williams IIIMorgan StanleyAmeriprise Financial Services, Inc.$10012-11-2009
Suzanne Christian DefeliceMorgan StanleyAXA Advisors, LLC01-09-2014
Daniel O'Hare NevilleMorgan StanleyBankers Life Securities, Inc.09-01-2016
Mark David FinneganMorgan StanleyBarclays Capital Inc.$25009-21-2015
Christine Elizabeth GentilucciMorgan StanleyBarclays Capital Inc.09-21-2015
Joshua DavisMorgan StanleyBarclays Capital Inc.09-21-2015
Gregory H BarbeauMorgan StanleyBarclays Capital Inc.$10009-13-2013
Carmine N. RulloMorgan StanleyBarclays Capital Inc.$25009-13-2013
Steven GazianoMorgan StanleyBarclays Capital Inc.$25009-13-2013
Elizabeth Helen MacdonaldMorgan StanleyBarclays Capital Inc.09-13-2013
Deirdre DennehyMorgan StanleyBoston Private Wealth05-07-2019
Timothy David LonerganMorgan StanleyBoston Private Wealth05-07-2019
John Michael Carroll Jr.Morgan StanleyBoston Private Wealth03-06-2018
Lindsay Marie PazdanMorgan StanleyBoston Private Wealth$10006-17-2015
Alicia Mary AndreMorgan StanleyBoston Private Wealth$10006-16-2015
Bill BrooksMorgan StanleyCapital Guardian$7003-25-2011
Elizabeth Jane TavelMorgan StanleyCapstone Investments08-06-2009
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Showing 1 to 25 of 221 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.