Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Brendan Arthur DoyleMorgan StanleyPruco Securities, LLC.$5001-26-2009
Robert Hutchins RippMorgan StanleyUBS Financial Services Inc.$10009-04-2009
John Kress Williams IIIMorgan StanleyAmeriprise Financial Services, LLC12-11-2009
William Farnsworth BoyntonMorgan StanleyUBS Financial Services Inc.01-08-2010
Peter George Christie JrMorgan StanleyUBS Financial Services Inc.$10003-05-2010
Gary S RonkinMorgan StanleyUBS Financial Services Inc.$1,00003-05-2010
Sarah Ruth PorterMorgan StanleyUBS Financial Services Inc.$15005-14-2010
Stephen Anthony CalderaraMorgan StanleyAllianceBernstein L.P.$1,00006-14-2010
Mark S CohenMorgan StanleyLPL Financial LLC$15006-28-2010
James Stewart SmithMorgan StanleyUBS Financial Services Inc.$5007-23-2010
Jonathan Eric PriceMorgan StanleyCommonwealth Financial Network$9409-24-2010
Jonathan PriceMorgan StanleyCommonwealth Financial Network$15310-28-2010
Harry Jeffrey DavisMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated01-14-2011
Thomas A EldredgeMorgan StanleyUBS Financial Services Inc.02-18-2011
Thomas Rendal GilmoreMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$1,00006-17-2011
Andrew Seidlitz BlackwellMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$1,00006-17-2011
Lisa Mary VirelloMorgan StanleyStrategic Advisers LLC$5007-15-2011
Brian F WilderMorgan StanleyStrategic Advisers LLC$1,00009-16-2011
Kathleen Ann SmithMorgan StanleyRoyal Alliance Associates, Inc.$10010-10-2011
William Peter SteckMorgan StanleyEdward Jones$5011-04-2011
Devin Christopher CondronMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$18502-24-2012
Edward Keith LongMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated03-02-2012
Joseph Gerard ReillyMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$15003-02-2012
Jason Derek DevitoMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$10003-02-2012
Ilan Avi SegevMorgan StanleyCredit Suisse Securities (USA) LLC$2503-02-2012
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Showing 1 to 25 of 123 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.