Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
David E MottMorgan StanleyAmeriprise Financial Services, LLC$15006-14-2013
David Louis FormanMorgan StanleyAmeriprise Financial Services, LLC$5006-13-2013
Kurt Edward SteinMorgan StanleyAmeriprise Financial Services, LLC$5002-10-2012
Stephen Richard RoyMorgan StanleyAmeriprise Financial Services, LLC$5002-10-2012
Aparna GuptaMorgan StanleyAmeriprise Financial Services, LLC02-08-2010
Yu ZhangMorgan StanleyAmeritas Investment Company, LLC06-05-2012
Michael Joseph LarkinMorgan StanleyAvantax Investment Services, Inc.01-22-2020
Howard Mark WilnerMorgan StanleyAvantax Investment Services, Inc.$10001-04-2016
Raymond John McFaul Jr.Morgan StanleyAvantax Investment Services, Inc.01-04-2016
Mohammad W WahidMorgan StanleyAXA Advisors, LLC06-17-2019
William Richmond Ray ClearyMorgan StanleyAXA Advisors, LLC09-10-2018
Lindsey Anne CliffordMorgan StanleyAXA Advisors, LLC05-03-2018
Brian Matthew NeeleyMorgan StanleyB. Riley FBR, Inc.$10003-31-2016
Jeremy Joseph ReedMorgan StanleyBlack Ink Wealth Management, Inc.01-22-2013
James Herbert CarterMorgan StanleyCasi Investments11-04-2013
Bradley Adam MillerMorgan StanleyCommonwealth Financial Network03-29-2010
Sandra Tottle HaleMorgan StanleyCommonwealth Financial Network03-19-2010
Thomas John Savelli IIMorgan StanleyCowen Execution Services LLC06-14-2011
Brett Douglas CliffordMorgan StanleyDeutsche Bank Securities Inc.02-14-2014
Theodore Cooke Waters IIIMorgan StanleyDeutsche Bank Securities Inc.$15002-14-2014
Trevor Wesley FerrillMorgan StanleyDeutsche Bank Securities Inc.02-14-2014
Timothy Joseph SchereMorgan StanleyDeutsche Bank Securities Inc.02-14-2014
Martin Francis DomresMorgan StanleyDeutsche Bank Securities Inc.$15008-09-2013
Scott Thomas HoskinsMorgan StanleyDeutsche Bank Securities Inc.11-12-2012
Cory James LabreMorgan StanleyEagle Strategies LLC10-15-2019
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Showing 1 to 25 of 147 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.