Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Henry Malcolm LynchMorgan StanleySunTrust Investment Services, Inc.$5005-29-2009
Jeffrey Aaron KaufmanMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$15006-12-2009
Michael Alan KlineMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$10007-17-2009
Joseph P GriffinMorgan StanleyH. Beck, Inc.$5008-31-2009
Matthew Thomas SchmidtMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$5004-30-2010
James Edwin PetersonMorgan StanleyWells Fargo Clearing Services, LLC$10006-11-2010
Eric David BrannMorgan StanleyUBS Financial Services Inc.$15006-30-2010
Philip Kenneth LeeMorgan StanleyUBS Financial Services Inc.$10006-30-2010
Matthew Allen MayMorgan StanleyUBS Financial Services Inc.06-30-2010
George Hayes Littrell IiiMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$9410-22-2010
Estella Mora EckartMorgan StanleyEdward Jones10-22-2010
Raymond Edgar Sutch IiiMorgan StanleyWells Fargo Clearing Services, LLC$5011-19-2010
Keith Manning HendrickMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$1,00001-21-2011
Jeremy J SchwendemanMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$5009-08-2011
John Herbert Allen IIIMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$2509-16-2011
Michael HinkelmanMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$10010-10-2011
Mark T Vander VeenMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$10010-21-2011
Nitin GuptaMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$5010-21-2011
Sarah A EhrlichMorgan StanleyMorgan Keegan & Company, Inc.12-06-2011
Chris J WallaceMorgan StanleyMorgan Keegan & Company, Inc.12-06-2011
Chris Wallace Sarah EhrlichMorgan StanleyMorgan Keegan & Company, Inc.12-15-2011
Michael Hanlon GrahamMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$10001-09-2012
Leonard Mark CohenMorgan StanleySunTrust Investment Services, Inc.$5001-19-2012
Kevin Patrick EbelMorgan StanleySunTrust Investment Services, Inc.$5001-27-2012
Kurt Edward SteinMorgan StanleyAmeriprise Financial Services, LLC$2502-10-2012
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.