Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Young JungMorgan StanleyHornor, Townsend & Kent, LLC06-12-2017
Yeena Ines LiuMorgan StanleyCitigroup Global Markets Inc.06-01-2009
William Stanley RobinsMorgan StanleyMorgan Stanley & Co. LLC06-01-2009
William Shipley PersonsMorgan StanleyCitigroup Global Markets Inc.06-01-2009
William Ryan WintersteinMorgan StanleyCitigroup Global Markets Inc.06-01-2009
William Richmond Ray ClearyMorgan StanleyAXA Advisors, LLC09-10-2018
William Pelham McNultyMorgan StanleyMorgan Stanley & Co. LLC$2506-01-2009
William Michael HuhnMorgan StanleyCitigroup Global Markets Inc.$5006-01-2009
William Michael DenninMorgan StanleyCitigroup Global Markets Inc.06-01-2009
William Malone BarrettMorgan StanleyMorgan Stanley & Co. LLC$5006-01-2009
William Jamieson SmithMorgan StanleyWells Fargo Clearing Services, LLC08-17-2017
William James Mazurek Jr.Morgan StanleyCitigroup Global Markets Inc.$2506-01-2009
William Ferdinand Eberhart IIIMorgan StanleyMorgan Stanley & Co. LLC06-01-2009
William Edward ZimmerMorgan StanleyCitigroup Global Markets Inc.06-01-2009
William Douglas DavidsonMorgan StanleyMorgan Stanley & Co. LLC06-01-2009
William Allen KorasMorgan StanleyCitigroup Global Markets Inc.$10006-01-2009
Walter A Romans Jr.Morgan StanleyMorgan Stanley & Co. LLC$5006-01-2009
Traci Lee MitchellMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Timothy Robert ConleyMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Timothy Howard PeachMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Timothy Eirch KeenaMorgan StanleyMorgan Stanley & Co. LLC$1006-01-2009
Thornley Anthony HartMorgan StanleyCitigroup Global Markets Inc.$15006-01-2009
Thomas Scott MergnerMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Thomas Philip EvichMorgan StanleyCitigroup Global Markets Inc.$1006-01-2009
Thomas Martin BlackMorgan StanleyT. Rowe Price Investment Services, Inc.01-26-2016
Next Page »

Showing 1 to 25 of 307 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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