Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Zachary Scott SullivanMorgan StanleyMutual of Omaha Investor Services, Inc.07-29-2015
Yu ZhangMorgan StanleyAmeritas Investment Company, LLC06-05-2012
Young JungMorgan StanleyHornor, Townsend & Kent, LLC06-12-2017
William Richmond Ray ClearyMorgan StanleyAXA Advisors, LLC09-10-2018
William Jamieson SmithMorgan StanleyWells Fargo Clearing Services, LLC08-17-2017
Vikram SrinivasanMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated11-14-2018
Victoria Bellman UnderhillMorgan StanleyH. Beck, Inc.12-19-2019
Trevor Wesley FerrillMorgan StanleyDeutsche Bank Securities Inc.02-14-2014
Timothy Joseph SchereMorgan StanleyDeutsche Bank Securities Inc.02-14-2014
Thomas Martin BlackMorgan StanleyT. Rowe Price Investment Services, Inc.01-26-2016
Thomas John Savelli IIMorgan StanleyCowen Execution Services LLC06-14-2011
Thomas Gavin FinneganMorgan StanleyVanguard Marketing Corporation02-08-2019
Thomas Edward FautrelMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated09-23-2011
Theodore Cooke Waters IIIMorgan StanleyDeutsche Bank Securities Inc.$15002-14-2014
Thad Rankin BisselleMorgan StanleyUBS Financial Services Inc.$10005-20-2010
Stuart Michael KierMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated12-14-2012
Stewart Thomas ShettleMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated03-30-2015
Stephen Richard RoyMorgan StanleyAmeriprise Financial Services, LLC$5002-10-2012
Stephen R AndersMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated09-05-2012
Stephen Michael AzarMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated09-21-2018
Stephen Frederick Owen IIIMorgan StanleyWells Fargo Clearing Services, LLC07-02-2009
Sherry L. NickersonMorgan StanleyPruco Securities, LLC.01-05-2017
Seth Albert WindmullerMorgan StanleyWells Fargo Clearing Services, LLC03-13-2018
Sean Christopher SomervilleMorgan StanleyRBC Capital Markets, LLC03-28-2013
Scott Thomas HoskinsMorgan StanleyDeutsche Bank Securities Inc.11-12-2012
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Showing 1 to 25 of 147 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.