Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
William Shipley PersonsMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Traci Lee MitchellMorgan StanleyCitigroup Global Markets Inc.06-01-2009
William Ferdinand Eberhart IIIMorgan StanleyMorgan Stanley & Co. LLC06-01-2009
Richard Vincent Dimaio IIMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Jason Steve SarrateaMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Jason Edward ChamberlainMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Gregory Martin BellMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Ray Adam Williams Jr.Morgan StanleyCitigroup Global Markets Inc.06-01-2009
Holly Anna TilfordMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Knoll Christopher AxtMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Cathy Ann DawsonMorgan StanleyCitigroup Global Markets Inc.06-01-2009
David Kirk ZirrettaMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Susan Graham HarringtonMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Avigail Benderly RosemoreMorgan StanleyMorgan Stanley & Co. LLC06-01-2009
Jason David MartinMorgan StanleyMorgan Stanley & Co. LLC06-01-2009
Peggy Ann LedvinaMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Gary Robert LenetMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Robert Brian BrosekerMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Stuart Sander FishbeinMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Manuel Antonio AlcalaMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Avi GreenlingerMorgan StanleyMorgan Stanley & Co. LLC06-01-2009
Douglas Michael JarrardMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Michael RozofskyMorgan StanleyMorgan Stanley & Co. LLC06-01-2009
Christopher C. CooperMorgan StanleyMorgan Stanley & Co. LLC06-01-2009
Frederick Hulver MorganMorgan StanleyCitigroup Global Markets Inc.06-01-2009
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Showing 226 to 250 of 306 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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