Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Robert C. BussellsMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$1008-28-2015
John Patrick KellyMorgan StanleyFirst Allied Securities, Inc.08-05-2015
Julian Maurice FloresMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated07-16-2015
John M McLaughlinMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated07-02-2015
James Edward Swinney Jr.Morgan StanleyMutual of Omaha Investor Services, Inc.$1006-26-2015
Michael ZechmannMorgan StanleyMutual of Omaha Investor Services, Inc.06-26-2015
Kieren Reilly-SeivertMorgan StanleyMutual of Omaha Investor Services, Inc.06-26-2015
Rachel Zins ShlafermanMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated05-06-2015
Michael Andre DobbinsMorgan StanleyForeside Fund Services, LLC08-26-2014
Louis Alan SchaftelMorgan StanleyUBS Financial Services Inc.$10004-08-2014
Brett Douglas Clifford, Theodore Cooke Waters III, Trevor Wesley Ferrill, Timothy Joseph SchereMorgan StanleyDeutsche Bank Securities Inc.02-14-2014
Martin Foote OppenheimerMorgan StanleyKoonce Securities, LLC$15010-07-2013
Martin DomresMorgan StanleyDeutsche Bank$35008-09-2013
Martin Francis DomresMorgan StanleyDeutsche Bank Securities Inc.$15008-09-2013
Luis A AlfonsoMorgan StanleyHSBC Securities (USA) Inc.06-26-2013
David E MottMorgan StanleyAmeriprise Financial Services, Inc.$15006-14-2013
David Louis FormanMorgan StanleyAmeriprise Financial Services, Inc.$5006-13-2013
Bryan Edward QuackenbushMorgan StanleyForesters Equity Services, Inc.12-10-2012
Roni N MurshedMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated12-06-2012
Lawrence Robert WethjeMorgan StanleyUBS Financial Services Inc.12-03-2012
Kurt Edward SteinMorgan StanleyAmeriprise Financial Services, Inc.$5002-10-2012
Kevin Patrick EbelMorgan StanleySunTrust Investment Services, Inc.01-27-2012
Leonard Mark CohenMorgan StanleySunTrust Investment Services, Inc.01-19-2012
Michael Hanlon GrahamMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$15001-09-2012
Chris Wallace, Sarah EhrlichMorgan StanleyMorgan Keegan12-15-2011
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Showing 26 to 50 of 306 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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