Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Sarah Anna Ehrlich, Chris John WallaceMorgan StanleyMorgan Keegan & Company, Inc.12-06-2011
Mark T Vander VeenMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated10-21-2011
Nitin GuptaMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated10-21-2011
Michael HinkelmanMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated10-10-2011
John Herbert Allen IIIMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$5009-16-2011
Jeremy J. SchwendemanMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated09-08-2011
Keith Manning HendrickMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$5001-21-2011
John Cochran Buck Jr.Morgan StanleySunTrust Investment Services, Inc.12-03-2010
Raymond Edgar Sutch IIIMorgan StanleyWells Fargo Clearing Services, LLC11-19-2010
George Hayes Littrell IIIMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$5010-22-2010
Eric David Brann, Philip Kenneth Lee, Matthew Allen MayMorgan StanleyUBS Financial Services Inc.$5006-30-2010
Chad Everett VaughnMorgan StanleyUBS Financial Services Inc.06-30-2010
Matthew Thomas SchmidtMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$20004-30-2010
Joseph Parker GriffinMorgan StanleyH. Beck, Inc.08-31-2009
Michael Alan KlineMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated07-17-2009
Jeffrey Aaron KaufmanMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$5006-12-2009
Kenneth Scott DankerMorgan StanleyCitigroup Global Markets Inc.$20006-01-2009
Anne Hoppenstein FinkMorgan StanleyCitigroup Global Markets Inc.$15006-01-2009
John Adams MaconMorgan StanleyCitigroup Global Markets Inc.$15006-01-2009
Ronald Lloyd FishbeinMorgan StanleyCitigroup Global Markets Inc.$15006-01-2009
Robert Deshields PettyMorgan StanleyCitigroup Global Markets Inc.$15006-01-2009
Scott Jerome HesekielMorgan StanleyMorgan Stanley & Co. LLC$15006-01-2009
David Ryan GatelyMorgan StanleyCitigroup Global Markets Inc.$15006-01-2009
Eric Arrieta VillamaterMorgan StanleyCitigroup Global Markets Inc.$15006-01-2009
Stephanie Lynn SaundersMorgan StanleyCitigroup Global Markets Inc.$15006-01-2009
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Showing 51 to 75 of 306 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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