Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Alexander RotmanMorgan StanleyCitigroup Global Markets Inc.$5006-01-2009
James R SmithMorgan StanleyMorgan Stanley & Co. LLC$5006-01-2009
Benjamin Gooding Proctor IIIMorgan StanleyCitigroup Global Markets Inc.$5006-01-2009
George StrumMorgan StanleyCitigroup Global Markets Inc.$5006-01-2009
Barry Steven GallunMorgan StanleyCitigroup Global Markets Inc.$2506-01-2009
Bruce Edward SmithMorgan StanleyMorgan Stanley & Co. LLC$2506-01-2009
Steven Dennis FordMorgan StanleyCitigroup Global Markets Inc.$2506-01-2009
David Edward WaiteMorgan StanleyCitigroup Global Markets Inc.$2506-01-2009
Gordon Hamilton Witherspoon Jr.Morgan StanleyMorgan Stanley & Co. LLC$2506-01-2009
Kress MonarchMorgan StanleyCitigroup Global Markets Inc.$2506-01-2009
Gary Thornton VaughanMorgan StanleyCitigroup Global Markets Inc.$2506-01-2009
Frank Ray Link IIMorgan StanleyMorgan Stanley & Co. LLC$2506-01-2009
Thomas C KimmerleMorgan StanleyCitigroup Global Markets Inc.$2506-01-2009
David Robert EshamMorgan StanleyMorgan Stanley & Co. LLC$2506-01-2009
William Pelham McNultyMorgan StanleyMorgan Stanley & Co. LLC$2506-01-2009
Ariel PopelMorgan StanleyCitigroup Global Markets Inc.$2506-01-2009
Ira Brett GreenspanMorgan StanleyMorgan Stanley & Co. LLC$2506-01-2009
George H. Hocker IIIMorgan StanleyMorgan Stanley & Co. LLC$2506-01-2009
Michael Linus KlitschMorgan StanleyCitigroup Global Markets Inc.$2506-01-2009
Alan Michael Butler IIMorgan StanleyMorgan Stanley & Co. LLC$2506-01-2009
Paul James FallaceMorgan StanleyCitigroup Global Markets Inc.$2506-01-2009
William James Mazurek Jr.Morgan StanleyCitigroup Global Markets Inc.$2506-01-2009
Jean Marie JoyceMorgan StanleyCitigroup Global Markets Inc.$1006-01-2009
Timothy Eirch KeenaMorgan StanleyMorgan Stanley & Co. LLC$1006-01-2009
Thomas Philip EvichMorgan StanleyCitigroup Global Markets Inc.$1006-01-2009
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Showing 151 to 175 of 306 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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