Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Heajin RohMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated08-12-2019
Alpha KorngorMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated11-14-2018
Vikram SrinivasanMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated11-14-2018
Stephen Michael AzarMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated09-21-2018
Felicia Elaine SpangehlMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated04-02-2018
Brandon Michael WigginsMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated01-08-2018
Matthew John TewMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated09-19-2017
Parth S. ShahMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated09-13-2017
Jamal TurnerMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated06-27-2017
Michael Reginald BowdenMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated03-30-2017
Ayaz HasanMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated12-09-2015
Julian Maurice FloresMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated07-16-2015
John M McLaughlinMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated07-02-2015
Rachel Zins ShlafermanMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated05-06-2015
Stewart Thomas ShettleMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated03-30-2015
Stuart Michael KierMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated12-14-2012
Roni N MurshedMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated12-06-2012
Stephen R AndersMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated09-05-2012
Christopher Richard DayMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated07-19-2012
Mark T Vander VeenMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated10-21-2011
Nitin GuptaMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated10-21-2011
Michael HinkelmanMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated10-10-2011
Thomas Edward FautrelMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated09-23-2011
Jeremy J. SchwendemanMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated09-08-2011
Paul Henry CarlsonMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated08-26-2011
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Showing 1 to 25 of 39 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.