Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
John Richard BullerMorgan StanleyJ.P. Morgan Securities LLC$15009-25-2009
Tabb Michael WileMorgan StanleyJ.P. Morgan Securities LLC$1,00009-25-2009
David Glenn ClarkMorgan StanleyJ.P. Morgan Securities LLC$5009-25-2009
Virginia Ann WiselyMorgan StanleyJ.P. Morgan Securities LLC$5009-25-2009
David J RunyonMorgan StanleyJ.P. Morgan Securities LLC$1,00009-25-2009
Jerry Ralph PearsonMorgan StanleyJ.P. Morgan Securities LLC$10003-26-2010
Robert Charles Tholl JrMorgan StanleyJ.P. Morgan Securities LLC$2503-26-2010
William Lief CollinsMorgan StanleyWells Fargo Clearing Services, LLC$5005-28-2010
Peter James AlmerothMorgan StanleyINVEST Financial Corporation$5006-28-2010
Ryan Edmond WaselewskyMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$15007-29-2010
Benjamin Kusner Steven Berner William Hanrahan Shane MeyerMorgan StanleyUBS Financial Services Inc.$18411-11-2010
John Robert E WeisgerberMorgan StanleyWells Fargo Clearing Services, LLC$2501-07-2011
David Phillip GrallMorgan StanleyWells Fargo Clearing Services, LLC$10001-21-2011
Jason M GeiszMorgan StanleyUBS Financial Services Inc.$10002-11-2011
Joseph Leonard MichalakMorgan StanleyUBS Financial Services Inc.$10004-20-2011
Anne Elizabeth MagretaMorgan StanleyUBS Financial Services Inc.07-15-2011
Mark Anthony RoccaMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated08-05-2011
Thomas E ViolMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$5009-02-2011
Robert Mark RouxMorgan StanleyUBS Financial Services Inc.$5010-07-2011
Adam Glen HendricksMorgan StanleyKey Investment Services LLC11-14-2011
David John FrizzellMorgan StanleyRaymond James & Associates, Inc.$5012-15-2011
Scott James PickloMorgan StanleyMKD Wealth Coaches, LLC$50012-19-2011
William Anthony LarosaMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$5001-06-2012
Dana Margiotta FrellickMorgan StanleyWells Fargo Clearing Services, LLC$5001-26-2012
Mark Frederick SherwoodMorgan StanleyUBS Financial Services Inc.$10002-17-2012
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Showing 1 to 25 of 83 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.