Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael DowdellMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated10-23-2018
Zachary Steven PaulMorgan StanleyJ.P. Morgan Securities LLC07-17-2018
Brock David CooperMorgan StanleyTIAA-CREF Individual & Institutional Services, LLC08-12-2017
Daniel Scott DillardMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated03-30-2017
Gregory Thomas TalpeyMorgan StanleyPrudential Annuities Distributors, Inc03-21-2017
Amanda Arlene CaslerMorgan StanleyLPL Financial LLC12-12-2016
Deborah Jean RenshawMorgan StanleyMML Investors Services, LLC11-14-2016
Bradley Stephen BaturMorgan StanleyMetLife Securities Inc.07-11-2016
Sudarshan KumarMorgan StanleyRoyal Alliance Associates, Inc.04-11-2016
Yvonne Marie ColeMorgan StanleyJ.P. Morgan Securities LLC02-12-2016
Jaclynn Ann ParentMorgan StanleyJ.P. Morgan Securities LLC02-12-2016
Troy Michael CowdreyMorgan StanleySterne, Agee & Leach, Inc.07-28-2015
Emily Marie TakamatsuMorgan StanleyLPL Financial LLC06-24-2015
Kevin Joseph ZezulaMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated06-04-2015
Daniel James Wirtanen Jr.Morgan StanleyJ.P. Morgan Securities LLC05-22-2015
Peter M BradenMorgan StanleyMetLife Securities Inc.11-20-2014
Andrew Derek MeyerMorgan StanleyJ.P. Morgan Securities LLC03-03-2014
Raymond Adam Biswanger IVMorgan StanleymyCIO Wealth Partners, LLC02-12-2014
Nicole Leigh DomitrovichMorgan StanleyScottrade, Inc.01-09-2014
Michael Jerome DymkowskiMorgan StanleyJ.P. Morgan Securities LLC11-27-2013
Penny Lynn SageMorgan StanleyJ.P. Morgan Securities LLC11-08-2013
Mark Francis GenoveseMorgan StanleyJ.P. Morgan Securities LLC11-04-2013
Michael J DevriesMorgan StanleyLPL Financial LLC09-20-2013
Catherine Bowen DanielMorgan StanleyBarclays Capital Inc.04-15-2013
Anthony John TreboldiMorgan StanleyChase Investment Services Corp.09-28-2012
Next Page »

Showing 1 to 25 of 277 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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