Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael G DowdellMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated10-23-2018
Damali Mariama Hall-McguireMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated08-30-2018
Nathan George StegmanMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated07-25-2018
Bradley Merrill HolmanMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated06-22-2017
Claire Elizabeth WinchesterMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated05-11-2017
Daniel Scott DillardMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated03-30-2017
Lisa Marie GorodenskiMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated03-22-2017
Joan Marie BoncherMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated12-09-2015
Kevin Joseph ZezulaMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$10006-04-2015
Timothy Michael BriceMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$10009-08-2014
Brian P. BriceMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$10009-08-2014
Raymond E FortinMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$10009-08-2014
Rebecca Leanne WolfeMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$50009-08-2014
Diane Allard RoegnerMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated09-08-2014
Charles Joseph HarlanMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$10003-21-2014
Patrick John AucklandMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated02-14-2014
Shanari WilliamsMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated06-06-2013
Peter R. Benington, Steven C. Benington, Steven R. CrossMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$24005-15-2013
Joshua Michael LarsenMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated05-06-2013
Dana Lee KernMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated04-22-2013
Blake Mitchell BeebeMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated04-18-2013
David VallieMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$16011-14-2012
Robert Steingold, Geoffrey OrbachMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$17706-15-2012
Marsha Ann KemppainenMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$10005-24-2012
Steven Richard BriggsMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated05-24-2012
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Showing 1 to 25 of 36 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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