Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Denine Kittler BergelandMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$5008-14-2020
Benton H OlsonMorgan StanleyPrincipal Securities, Inc.06-15-2020
Allen Keith ShortMorgan StanleyWells Fargo Clearing Services, LLC06-05-2020
Michael K OlafsonMorgan StanleyWells Fargo Clearing Services, LLC04-16-2020
Gavin McCormickMorgan StanleyAmeriprise Financial Services, LLC03-16-2020
Anthony Scott CaronMorgan StanleyWells Fargo Clearing Services, LLC10-16-2019
Elvis Jordany RiveraMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated08-01-2019
Kyle Andrew BeesonMorgan StanleyAmeriprise Financial Services, LLC04-22-2019
Bruce Jay ZwickMorgan StanleyWells Fargo Clearing Services, LLC10-12-2018
Brian Richard LarsonMorgan StanleyWells Fargo Clearing Services, LLC$15010-12-2018
Ilene Sue ZwickMorgan StanleyWells Fargo Clearing Services, LLC$7210-12-2018
Douglas Merle DirksMorgan StanleyWells Fargo Clearing Services, LLC02-26-2018
Deborah Dee McKinneyMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated10-19-2017
James Michael SchmidtMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated08-18-2017
Cheri Ann MchugoMorgan StanleyAmeriprise Financial Services, LLC01-27-2017
Lauren Michelle BoulwareMorgan StanleyRBC Capital Markets, LLC$10012-14-2016
Anthony Joseph NaceMorgan StanleyCraig-Hallum Capital Group LLC05-26-2016
Jacob Edwin HurwitzMorgan StanleyUBS Financial Services Inc.04-21-2016
Patrick Louis SmithMorgan StanleyWells Fargo Clearing Services, LLC11-13-2015
William Edward StyleMorgan StanleyAmeriprise Financial Services, LLC10-02-2015
Daniel James BurfeindMorgan StanleyWells Fargo Clearing Services, LLC$5005-08-2015
Robert Leslie Mcvey IiiMorgan StanleyWells Fargo Clearing Services, LLC$10004-20-2015
Stacy A KupskyMorgan StanleyNorthwestern Mutual Investment Services, LLC07-07-2014
Jonathan Edmon TarshishMorgan StanleyUBS Financial Services Inc.$5012-06-2013
Lisa Longueville KosMorgan StanleyRaymond James Financial Services, Inc.03-11-2013
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.